 It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange...  Decisions and Reports - 305 페이지저자: United States. Securities and Exchange Commission - 1956전체보기 - 도서 정보
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 페이지
...shall be unlawful for any person, directly or indirectly, by use of any means or Instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange— (a) To effect the sale of any security registered on a national securities exchange,... | |
 | United States. Congress. House. Committee on Appropriations - 1937 - 1490 페이지
...10 (b) and 23 (a) thereof, hereby adopts the following rules: use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • (1) Pay or offer or agree to pay, directly or indirectly, to any person any compensation for soliciting... | |
 | United States. Securities and Exchange Commission - 1955 - 144 페이지
...unlawful for any person, directly or indirectly, of any means or instrumentality of interstate commerce, mails, or of any facility of any national securities exchange, (1) to employ any device, s"1 ~tifice to defraud, 2 = EXEMPTION OF CERTAIN SECURITIES FROM SECTION 11 (d) (1) Rule X-11D1-1.... | |
 | United States - 1938 - 48 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection... | |
 | United States. Securities and Exchange Commission - 1942 - 152 페이지
...security registered on a national securities exchange, and the use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange to use or employ any such device or contrivance in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, • • » • • "(b) To use or employ, in connection with the purchase or sale... | |
 | United States - 1953 - 1692 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection... | |
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