Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31, April 1, 4, 5, 1933 |
µµ¼ º»¹®¿¡¼
86°³ÀÇ °á°ú Áß 1 - 5°³
5 ÆäÀÌÁö
... fraudulent transactions ; or ( c ) is in any other way dishonest or has made any fraudulent representations in any prospectus or in any circular or other literature that has been distributed concerning such issuer or person or ...
... fraudulent transactions ; or ( c ) is in any other way dishonest or has made any fraudulent representations in any prospectus or in any circular or other literature that has been distributed concerning such issuer or person or ...
8 ÆäÀÌÁö
... fraud upon the purchaser . Whenever it shall appear to the Commission , either upon complaint or otherwise , that the provisions of this section ( 13 ) have been or are about to be violated , it may , in its discretion , either require ...
... fraud upon the purchaser . Whenever it shall appear to the Commission , either upon complaint or otherwise , that the provisions of this section ( 13 ) have been or are about to be violated , it may , in its discretion , either require ...
11 ÆäÀÌÁö
... fraud by way of misrepresentation through the mails in the distribution or sale of securities is concerned . Then we had the Sabath bill - Congressman Sabath's bill . That was a fraud bill . We cover the subject of fraud in this bill of ...
... fraud by way of misrepresentation through the mails in the distribution or sale of securities is concerned . Then we had the Sabath bill - Congressman Sabath's bill . That was a fraud bill . We cover the subject of fraud in this bill of ...
13 ÆäÀÌÁö
... fraud section . Let me read very briefly a paragraph from the fraud clause , section 13 , page 24 : That it shall be unlawful for any person or firm , corporation , or other entity in any interstate sale , promotion , negotiation ...
... fraud section . Let me read very briefly a paragraph from the fraud clause , section 13 , page 24 : That it shall be unlawful for any person or firm , corporation , or other entity in any interstate sale , promotion , negotiation ...
24 ÆäÀÌÁö
... fraud section would still cover the situation . I wish to call your attention to the next paragraph , on page 18. I shall read the paragraph : A statement containing the information required by this section shall also be delivered to ...
... fraud section would still cover the situation . I wish to call your attention to the next paragraph , on page 18. I shall read the paragraph : A statement containing the information required by this section shall also be delivered to ...
ÀÚÁÖ ³ª¿À´Â ´Ü¾î ¹× ±¸¹®
advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause commercial paper committee Congress corporation course Court of Appeals District of Columbia exemptions facts Federal Securities Act Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers investor issuance issuer KENNEY legislation liability loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL principle proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 Securities Act securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
Àαâ Àο뱸
9 ÆäÀÌÁö - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
9 ÆäÀÌÁö - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
105 ÆäÀÌÁö - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 ÆäÀÌÁö - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
192 ÆäÀÌÁö - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
2 ÆäÀÌÁö - security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights...
192 ÆäÀÌÁö - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
180 ÆäÀÌÁö - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
62 ÆäÀÌÁö - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
13 ÆäÀÌÁö - Act, shall have employed, or employs, or is about to employ any device, scheme or artifice to defraud or for obtaining money or property by means of any false pretense, representation or promise...