Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31, April 1, 4, 5, 1933 |
도서 본문에서
39개의 결과 중 1 - 5개
1 페이지
... statutes the public in the past has sustained severe losses through practices neither ethical nor honest on the part of many persons and corporations selling securities . Of course , the Federal Government cannot and should not take any ...
... statutes the public in the past has sustained severe losses through practices neither ethical nor honest on the part of many persons and corporations selling securities . Of course , the Federal Government cannot and should not take any ...
23 페이지
... statute is concerned , in which it would have been had it never been registered . Mr. THOMPSON . I think that is something we ought to consider . Mr. COLE . May I suggest to you that if the Commission revokes the registration , that is ...
... statute is concerned , in which it would have been had it never been registered . Mr. THOMPSON . I think that is something we ought to consider . Mr. COLE . May I suggest to you that if the Commission revokes the registration , that is ...
32 페이지
... statute under which the Interstate Commerce Commission would have the responsibility , as well as other Government units having responsibility , and when a commission has a statutory require- ment in front of it generally it is not very ...
... statute under which the Interstate Commerce Commission would have the responsibility , as well as other Government units having responsibility , and when a commission has a statutory require- ment in front of it generally it is not very ...
51 페이지
... statute to see that the information he is giving with respect to securities is correct ? Mr. BULWINKLE . It may be correct and he may be absolutely honest about it . He has no way of judging its condition . Mr. THOMPSON . But he will ...
... statute to see that the information he is giving with respect to securities is correct ? Mr. BULWINKLE . It may be correct and he may be absolutely honest about it . He has no way of judging its condition . Mr. THOMPSON . But he will ...
64 페이지
... statute . Mr. THOMPSON . Well , of course , in the first year there would be practically no time for appeals , so I do not think that you would need any addition to the Trade Commission force in handling of appeals , so far as lawyers ...
... statute . Mr. THOMPSON . Well , of course , in the first year there would be practically no time for appeals , so I do not think that you would need any addition to the Trade Commission force in handling of appeals , so far as lawyers ...
자주 나오는 단어 및 구문
advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause commercial paper committee Congress corporation course Court of Appeals District of Columbia exemptions facts Federal Securities Act Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers investor issuance issuer KENNEY legislation liability loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL principle proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 Securities Act securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
인기 인용구
9 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
9 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
105 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
192 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
2 페이지 - security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights...
192 페이지 - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
180 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
62 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
13 페이지 - Act, shall have employed, or employs, or is about to employ any device, scheme or artifice to defraud or for obtaining money or property by means of any false pretense, representation or promise...