To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
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... Act or ( B ) any receivership , rehabilitation , or foreclosure proceeding . ( 6 ) The term " plan of reorganization " means in the case of a reorganization specified in clause ( A ) of paragraph ( 5 ) of this ... SECURITIES ACT OF 1933 3.
... Act or ( B ) any receivership , rehabilitation , or foreclosure proceeding . ( 6 ) The term " plan of reorganization " means in the case of a reorganization specified in clause ( A ) of paragraph ( 5 ) of this ... SECURITIES ACT OF 1933 3.
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... act for or to represent any owner of a security in any reorganization , voluntary readjustment , or municipal or foreign debt arrangement , or in any matter relating to any of the foregoing ( including any ... SECURITIES ACT OF 1933.
... act for or to represent any owner of a security in any reorganization , voluntary readjustment , or municipal or foreign debt arrangement , or in any matter relating to any of the foregoing ( including any ... SECURITIES ACT OF 1933.
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... Securities Act of 1933 : ( 1 ) Any solicitation as to which a declaration is effective ; ( 2 ) The delivery of any security evidencing the deposit of a security , if a declaration is effective as to the solicitation of such deposit ...
... Securities Act of 1933 : ( 1 ) Any solicitation as to which a declaration is effective ; ( 2 ) The delivery of any security evidencing the deposit of a security , if a declaration is effective as to the solicitation of such deposit ...
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... act and the rules and regulations thereunder ; ( 2 ) That the declaration or prospectus includes any untrue statement of a material fact or omits to state any material fact required to be stated ... SECURITIES ACT OF 1933 9 Statement of—
... act and the rules and regulations thereunder ; ( 2 ) That the declaration or prospectus includes any untrue statement of a material fact or omits to state any material fact required to be stated ... SECURITIES ACT OF 1933 9 Statement of—
10 ÆäÀÌÁö
... act or of any rule , regula- tion , or order thereunder . ( b ) Upon the issuance of any stop order , such declaration and all proxies , de- posits , or assents solicited or obtained by the declarant pursuant ... SECURITIES ACT OF 1933.
... act or of any rule , regula- tion , or order thereunder . ( b ) Upon the issuance of any stop order , such declaration and all proxies , de- posits , or assents solicited or obtained by the declarant pursuant ... SECURITIES ACT OF 1933.
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agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
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459 ÆäÀÌÁö - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
533 ÆäÀÌÁö - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
459 ÆäÀÌÁö - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
260 ÆäÀÌÁö - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
493 ÆäÀÌÁö - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
369 ÆäÀÌÁö - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
484 ÆäÀÌÁö - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
521 ÆäÀÌÁö - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
2 ÆäÀÌÁö - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...