To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
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1 ÆäÀÌÁö
... interest of investors in securities of issuers which are in the process of reorganization , readjustment or debt arrangement , the fair and orderly adminis- tration of reorganization proceedings in the district courts ( including ...
... interest of investors in securities of issuers which are in the process of reorganization , readjustment or debt arrangement , the fair and orderly adminis- tration of reorganization proceedings in the district courts ( including ...
2 ÆäÀÌÁö
... interest in the issuer or in any such underwriter , which relationship , connection , or interest involves a material conflict , actual or potential , with the interest of such investors ; when full and fair disclosure of the existence ...
... interest in the issuer or in any such underwriter , which relationship , connection , or interest involves a material conflict , actual or potential , with the interest of such investors ; when full and fair disclosure of the existence ...
4 ÆäÀÌÁö
... interest or the interests of investors so to do . As used in this paragraph the term " issuer " shall have the meaning provided in section 2 ( 4 ) of the Securities Act of 1933 , as heretofore amended , and in addition shall include any ...
... interest or the interests of investors so to do . As used in this paragraph the term " issuer " shall have the meaning provided in section 2 ( 4 ) of the Securities Act of 1933 , as heretofore amended , and in addition shall include any ...
6 ÆäÀÌÁö
... interest or for the protection of investors . Such declaration shall include- ( 1 ) In the case of reorganizations or voluntary readjustments , the information and documents specified in schedule A , and in the case of municipal or ...
... interest or for the protection of investors . Such declaration shall include- ( 1 ) In the case of reorganizations or voluntary readjustments , the information and documents specified in schedule A , and in the case of municipal or ...
8 ÆäÀÌÁö
... interest between the several classes or that , in spite of such actual or potential conflict , it is necessary or appropriate in the public interest and for protection of investors that declarant be permitted to represent such classes ...
... interest between the several classes or that , in spite of such actual or potential conflict , it is necessary or appropriate in the public interest and for protection of investors that declarant be permitted to represent such classes ...
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agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
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459 ÆäÀÌÁö - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
533 ÆäÀÌÁö - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
459 ÆäÀÌÁö - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
260 ÆäÀÌÁö - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
493 ÆäÀÌÁö - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
369 ÆäÀÌÁö - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
484 ÆäÀÌÁö - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
521 ÆäÀÌÁö - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
2 ÆäÀÌÁö - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...