Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...
U.S. Government Printing Office, 1933
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active ADAMs amendments amount answer authority Backus bill BLACK bonds broker carried cash cent CHAIRMAN Commission committee Company Corporation court Curb customers deal dealer defendant deposits effect fact Federal Reserve Board firm furnish give income increase individual interest investment issue July Limited listed loans Long loss margin matter mean member banks member firms Minnesota months necessary operations organization PECORA percent period person practice present properties proposed protection provisions purchase question reason receivers REDMOND referred regulations represent requirements reserve bank respect result rules securities Senator GoRE Senator KEAN Senator McAdoo shares Short SMITH sold specialist speculation statement suggested timber tion Trade transactions United UNTERMYER Washington WHITNEY York City York Stock Exchange
7754 페이지 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
7755 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
7634 페이지 - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
7754 페이지 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
7752 페이지 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
7754 페이지 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
7754 페이지 - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
7755 페이지 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
7755 페이지 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.