Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...U.S. Government Printing Office, 1933 |
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7409 ÆäÀÌÁö
... Federal Reserve Board , Wash- ington , D.C _____ 7415 Butcher , Howard , Jr. , president of the Philadelphia Stock Exchange , Philadelphia , Pa____ . 7455 Chinlund , Edwin F. , representing Controllers Institute of America , New York ...
... Federal Reserve Board , Wash- ington , D.C _____ 7415 Butcher , Howard , Jr. , president of the Philadelphia Stock Exchange , Philadelphia , Pa____ . 7455 Chinlund , Edwin F. , representing Controllers Institute of America , New York ...
7412 ÆäÀÌÁö
... Federal Reserve Board be given more discretionary power in establishing marginal requirements . Believe amended bill may have unforseeable effects and con- sequences and this will certainly be true unless language simplified and clari ...
... Federal Reserve Board be given more discretionary power in establishing marginal requirements . Believe amended bill may have unforseeable effects and con- sequences and this will certainly be true unless language simplified and clari ...
7415 ÆäÀÌÁö
... Board is not primarily concerned with the features of the bill with re- gard ... Federal Reserve staff . These recommen- dations were followed in substance ... Reserve Board that the revised bill H.R. 8720 is workable , is right in ...
... Board is not primarily concerned with the features of the bill with re- gard ... Federal Reserve staff . These recommen- dations were followed in substance ... Reserve Board that the revised bill H.R. 8720 is workable , is right in ...
7416 ÆäÀÌÁö
... Federal Reserve Board . The CHAIRMAN . Governor Black , there was one provision in the original bill , section 7 ... Federal Reserve System . Now , we have modified that provision . Do you think the modi- fication meets the objection ...
... Federal Reserve Board . The CHAIRMAN . Governor Black , there was one provision in the original bill , section 7 ... Federal Reserve System . Now , we have modified that provision . Do you think the modi- fication meets the objection ...
7417 ÆäÀÌÁö
... Federal Reserve Board every day would have to figure current market prices of securities . Senator GOLDSBOROUGH . Then you do not think there is anything in that provision requiring the Federal Reserve Board to publish daily securities ...
... Federal Reserve Board every day would have to figure current market prices of securities . Senator GOLDSBOROUGH . Then you do not think there is anything in that provision requiring the Federal Reserve Board to publish daily securities ...
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Account Broker Bought amendments and/or joint account answer Associated Gas Bache & Co Backus Brooks bill bonds Bought Sold Long Broadway Broker Bought Sold cash CHAIRMAN Cities Service Company COMMITTEE EXHIBIT common stock Corporation customers dealer defendant Backus deposits E. A. Pierce E. F. Hutton Federal Reserve Board Federal Trade Commission furnish Gas & Electric HEALY income individual members interest J. S. Bache loans loss member banks member firms member partners Minnesota and Ontario national securities exchange Number of member number of shares operations options PECORA person provision purchases question questionnaire received receivership REDMOND rules and regulations Securities Company Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator MCADOO Senator WAGNER Senator WALCOTT speculation statement stockholders syndicate tion total number transactions UNTERMYER Wall St Washington WHITNEY York City York Curb Exchange York Stock Exchange
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7752 ÆäÀÌÁö - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
7753 ÆäÀÌÁö - Commission, on the ground that the testimony or evidence, documentary or otherwise, required of him, may tend to incriminate him or subject him to a penalty or forfeiture...
7753 ÆäÀÌÁö - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
7632 ÆäÀÌÁö - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
7752 ÆäÀÌÁö - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
7750 ÆäÀÌÁö - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
7752 ÆäÀÌÁö - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
7752 ÆäÀÌÁö - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
7753 ÆäÀÌÁö - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
7753 ÆäÀÌÁö - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.