Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...U.S. Government Printing Office, 1933 |
도서 본문에서
71개의 결과 중 1 - 5개
7424 페이지
... July 1 , 1936 , the lowest price since July 1 , 1933 , is taken in lieu of the lowest price for the pre- ceding 3 years . The effect of this is to eliminate the extremely low prices of 1932 and early 1933 as limiting factors upon loan ...
... July 1 , 1936 , the lowest price since July 1 , 1933 , is taken in lieu of the lowest price for the pre- ceding 3 years . The effect of this is to eliminate the extremely low prices of 1932 and early 1933 as limiting factors upon loan ...
7425 페이지
... July 1 , 1933 . In general , it appears that the margin provisions would operate as follows : 1. Securities with relatively stable prices would carry the higher- loan percentages . 2. Securities that have been declining in price would ...
... July 1 , 1933 . In general , it appears that the margin provisions would operate as follows : 1. Securities with relatively stable prices would carry the higher- loan percentages . 2. Securities that have been declining in price would ...
7480 페이지
... July 1 , 1936 , the lowest price at which a security has sold since July 1 , 1933 , may be taken in lieu of the lowest price in the 3 - year period preceding the loan . Different minimum margin requirements are established for the ...
... July 1 , 1936 , the lowest price at which a security has sold since July 1 , 1933 , may be taken in lieu of the lowest price in the 3 - year period preceding the loan . Different minimum margin requirements are established for the ...
7552 페이지
... July of last year as the datum line or date from which to figure and let it go at that . Mr. REDMOND . The second paragraph on page 14 allows trans- fers of accounts between brokers . It does not , apparently , allow transfers of ...
... July of last year as the datum line or date from which to figure and let it go at that . Mr. REDMOND . The second paragraph on page 14 allows trans- fers of accounts between brokers . It does not , apparently , allow transfers of ...
7586 페이지
... July 1 or August 1 , 1934. This has an important bearing on sec- tion 14 , which throws the whole over - the - counter market into the control of the Federal Trade Commission . The Commission may feel compelled to estab- lish rules for ...
... July 1 or August 1 , 1934. This has an important bearing on sec- tion 14 , which throws the whole over - the - counter market into the control of the Federal Trade Commission . The Commission may feel compelled to estab- lish rules for ...
자주 나오는 단어 및 구문
Account Broker Bought amendments and/or joint account answer Associated Gas Bache & Co Backus Brooks bill bonds Bought Sold Long Broadway Broker Bought Sold cash CHAIRMAN Cities Service Company COMMITTEE EXHIBIT common stock Corporation customers dealer defendant Backus deposits E. A. Pierce E. F. Hutton Federal Reserve Board Federal Trade Commission furnish Gas & Electric HEALY income individual members interest J. S. Bache loans loss member banks member firms member partners Minnesota and Ontario national securities exchange Number of member number of shares operations options PECORA person provision purchases question questionnaire received receivership REDMOND rules and regulations Securities Company Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator MCADOO Senator WAGNER Senator WALCOTT speculation statement stockholders syndicate tion total number transactions UNTERMYER Wall St Washington WHITNEY York City York Curb Exchange York Stock Exchange
인기 인용구
7752 페이지 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
7753 페이지 - Commission, on the ground that the testimony or evidence, documentary or otherwise, required of him, may tend to incriminate him or subject him to a penalty or forfeiture...
7753 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
7632 페이지 - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
7752 페이지 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
7750 페이지 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
7752 페이지 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
7752 페이지 - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
7753 페이지 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
7753 페이지 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.