United States Code, 1권;3권Office of the Law Revision Counsel of the House of Representatives, 1994 |
도서 본문에서
100개의 결과 중 1 - 5개
xv 페이지
... Securities and Trust Indentures . Securities Exchanges . 2B - 1 . Securities Investor Protection . Public Utility Holding Companies . Investment Companies and Advisers . 2E . nancial Institutions Examination Coun- Omnibus Small Business ...
... Securities and Trust Indentures . Securities Exchanges . 2B - 1 . Securities Investor Protection . Public Utility Holding Companies . Investment Companies and Advisers . 2E . nancial Institutions Examination Coun- Omnibus Small Business ...
25 페이지
United States. CHAPTER 2A - SECURITIES AND TRUST INDENTURES SUBCHAPTER I - DOMESTIC SECURITIES Sec . 77h - 1 . Cease - and - desist proceedings . ( a ) Authority of Commission . ( b ) Hearing . ( c ) Temporary order . ( d ) Review of ...
United States. CHAPTER 2A - SECURITIES AND TRUST INDENTURES SUBCHAPTER I - DOMESTIC SECURITIES Sec . 77h - 1 . Cease - and - desist proceedings . ( a ) Authority of Commission . ( b ) Hearing . ( c ) Temporary order . ( d ) Review of ...
26 페이지
... securities dealer , government securi- ties broker , government securities dealer , or transfer agent , or is , or was at the time of the alleged misconduct , an associated person of , or a person seeking to become associated with , any ...
... securities dealer , government securi- ties broker , government securities dealer , or transfer agent , or is , or was at the time of the alleged misconduct , an associated person of , or a person seeking to become associated with , any ...
28 페이지
... securities and transactions ( a ) Specific securities exempted The provisions of this subchapter shall not apply to any of the following securities : [ See main edition for text of ( 1 ) and ( 2 ) ] ( 3 ) Repealed . Pub . L. 101-550 ...
... securities and transactions ( a ) Specific securities exempted The provisions of this subchapter shall not apply to any of the following securities : [ See main edition for text of ( 1 ) and ( 2 ) ] ( 3 ) Repealed . Pub . L. 101-550 ...
29 페이지
... Securities required to be registered under Se- curities Act ( a ) Information required Subject to the provisions of section 77ddd of this title , a registration statement relating to a security shall include the following information ...
... Securities required to be registered under Se- curities Act ( a ) Information required Subject to the provisions of section 77ddd of this title , a registration statement relating to a security shall include the following information ...
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action activities added Pub Administration agreement amended Pub AMENDMENTS 1992-Subsec amount application appropriate assistance authorized automobiles award banks broker chapter Coast Guard Commerce Commission Committee Congress contract Department determined edition for text EFFECTIVE DATE employee enactment established Federal agency Federal Reserve System fiscal foreign funds government securities high-performance computing House of Representatives land Landsat Landsat Program loans main edition manufacturer means ment motor vehicle natural gas note under section October 26 Office operation paragraph participation penalty penny stock person prior purposes pursuant to section REFERENCES IN TEXT regulations regulatory Repealed rule SBIR Secretary SECTION REFERRED SECTIONS This section securities dealer Short Title sion Small Business Act Small Business Administration small business concerns standard Stat subchapter subpar subparagraph Subsec subsection substituted Technology term tion Trade trustee United United States Code violation