Federal Securities Act: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives Seventy-third Congress, First Session, on H.R. 4314, to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce. March 31, April 1, 4, 5, 1933 ...U.S. Government Printing Office, 1933 - 248ÆäÀÌÁö |
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9 ÆäÀÌÁö
... question ; and any failure to obey such order of the court may be punished by such court as a contempt thereof . Upon application of the Attorney General of the United States , at the request of the Commission , the said courts shall ...
... question ; and any failure to obey such order of the court may be punished by such court as a contempt thereof . Upon application of the Attorney General of the United States , at the request of the Commission , the said courts shall ...
10 ÆäÀÌÁö
... question of the speculation in securities that were being traded in turn for Government securities became such a problem that the Secretary of the Treasury at that time , Senator Glass , called upon the Federal Trade Commission and ...
... question of the speculation in securities that were being traded in turn for Government securities became such a problem that the Secretary of the Treasury at that time , Senator Glass , called upon the Federal Trade Commission and ...
11 ÆäÀÌÁö
... question of the mails . We had also the LaGuardia bill . Now , in the preparation of this bill we had a number of proposals so far as legislation is concerned before us . We had the British act before us . We had this case of Lord ...
... question of the mails . We had also the LaGuardia bill . Now , in the preparation of this bill we had a number of proposals so far as legislation is concerned before us . We had the British act before us . We had this case of Lord ...
13 ÆäÀÌÁö
... questions ; but if you prefer , I shall be glad to answer any questions as we go along . Mr. LEA . That is all right . Go ahead . Mr. THOMPSON . There are several other points which I want to bring up . We have the fraud section ...
... questions ; but if you prefer , I shall be glad to answer any questions as we go along . Mr. LEA . That is all right . Go ahead . Mr. THOMPSON . There are several other points which I want to bring up . We have the fraud section ...
14 ÆäÀÌÁö
... question of the use of the United States mails- Or of any means or instruments of transportation or communication to offer in interstate commerce securities , other than those issued by a foreign government or subdivision thereof , for ...
... question of the use of the United States mails- Or of any means or instruments of transportation or communication to offer in interstate commerce securities , other than those issued by a foreign government or subdivision thereof , for ...
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advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause commercial paper committee Congress corporation course Court of Appeals District of Columbia exemptions facts Federal Securities Act Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers investor issuance issuer KENNEY legislation liability loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL principle proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 Securities Act securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
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9 ÆäÀÌÁö - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
9 ÆäÀÌÁö - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
105 ÆäÀÌÁö - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 ÆäÀÌÁö - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
192 ÆäÀÌÁö - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
2 ÆäÀÌÁö - security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights...
192 ÆäÀÌÁö - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
7 ÆäÀÌÁö - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
13 ÆäÀÌÁö - Act, shall have employed, or employs, or is about to employ any device, scheme or artifice to defraud or for obtaining money or property by means of any false pretense, representation or promise...
9 ÆäÀÌÁö - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.