Federal Securities Act: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives Seventy-third Congress, First Session, on H.R. 4314, to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce. March 31, April 1, 4, 5, 1933 ...U.S. Government Printing Office, 1933 - 248페이지 |
도서 본문에서
41개의 결과 중 1 - 5개
6 페이지
... reference to dividends or fixed returns and voting power and relative position with reference to other outstanding securities having prior rights which must be specified as well as the amount of capital stock and other securities ...
... reference to dividends or fixed returns and voting power and relative position with reference to other outstanding securities having prior rights which must be specified as well as the amount of capital stock and other securities ...
9 페이지
... reference to the bill . STATEMENT OF HON . HUSTON THOMPSON , ATTORNEY AT LAW , WASHINGTON , D. C. Mr. THOMPSON . Mr. Chairman and gentlemen of the committee , the chairman has asked me to give you a résumé , first of all , of the ...
... reference to the bill . STATEMENT OF HON . HUSTON THOMPSON , ATTORNEY AT LAW , WASHINGTON , D. C. Mr. THOMPSON . Mr. Chairman and gentlemen of the committee , the chairman has asked me to give you a résumé , first of all , of the ...
21 페이지
... reference to revocation is taken from the Uniform Sales of Securities Act , and is almost identical with it . It covers the question of whether the issuer is bankrupt or in a bad condition financially , or has been notorious , let us ...
... reference to revocation is taken from the Uniform Sales of Securities Act , and is almost identical with it . It covers the question of whether the issuer is bankrupt or in a bad condition financially , or has been notorious , let us ...
24 페이지
... reference to the original registration of the securities so offered . I suppose you are wondering why we put in that 5 - day period provision . If there is registration and advertising , it would take the people out on the Pacific coast ...
... reference to the original registration of the securities so offered . I suppose you are wondering why we put in that 5 - day period provision . If there is registration and advertising , it would take the people out on the Pacific coast ...
26 페이지
... reference to this bill and a reading of it indicates that you have tried in every possible way to take care of every possible situation to guard the public . I congratulate you upon the way in which you have done it . I have noticed ...
... reference to this bill and a reading of it indicates that you have tried in every possible way to take care of every possible situation to guard the public . I congratulate you upon the way in which you have done it . I have noticed ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause commercial paper committee Congress corporation course Court of Appeals District of Columbia exemptions facts Federal Securities Act Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers investor issuance issuer KENNEY legislation liability loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL principle proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 Securities Act securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
인기 인용구
9 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
9 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
105 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
192 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
2 페이지 - security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights...
192 페이지 - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
13 페이지 - Act, shall have employed, or employs, or is about to employ any device, scheme or artifice to defraud or for obtaining money or property by means of any false pretense, representation or promise...
9 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.