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도서 Immediate family, the beneficial owner of 10 percent or more of any class of equity...에 대해 검색한
" Immediate family, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - 53 페이지
저자: United States. Securities and Exchange Commission - 1970
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Security and Exchange Commission Proxy Rules ... Hearings ... H.R. 1493, H.R ...

United States. Congress. House. Interstate and foreign commerce - 1943 - 310 페이지
...10% or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such...capacity, and (3) any relative or spouse of such person having the same home as such person ; (f ) The term "affiliate," used to indicate a relationship with...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 페이지
...10% or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such...capacity, and (3) any relative or spouse of such person having the same home as such person ; (f ) The term "officer" means a chairman of the board of directors,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1240 페이지
...cent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such...such person, or who is a director or officer of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles of incorporation,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 900 페이지
...other estate in which such person has a substantial beneficial interest or as to which such §240.12b-2 person serves as trustee or in a similar fiduciary...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard...
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The Code of Federal Regulations of the United States of America

1970 - 536 페이지
...estate in which such person has a substantial beneficial interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3)...such person or who is a director or officer of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles of incorporation,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1994 - 850 페이지
...percent or more of any class of equity securities. (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such...person, or any relative of such spouse, who has the same tome as such person or who is a director or officer of the registrant or any of its parents or subsidiaries....
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 페이지
...cent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such...of such person, or any relative of such spouse, who hap the same home as such person, or who Is a director or officer of the bank or any of its parents...
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The Code of Federal Regulations of the United States of America

1970 - 540 페이지
...percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such...spouse of such person, or any relative of such spouse, 206.1 §206.2 who has the same home as such person or who is a director or officer of the bank or any...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1987 - 530 페이지
...person has a substantial benefical interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Business development company. The term "business...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1462 페이지
...estate in which such person has a substantial beneficial interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3)...relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number...
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