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...Congress a legislative proposal to impose new sanctions on persons who violate the Securities Exchange Act by purchasing or selling a security while in possession...of material nonpublic information in a transaction (i) on or through the facilities of a national securities exchange or firm or through a broker or 2/...

...Congress a legislative proposal to impose new sanctions on persons who violate the Securities Exchange Act by purchasing or selling a security while in possession...of material nonpublic information in a transaction (i) on or through the facilities of a national securities exchange or firm or through a broker or 2/...

...Commission to sue "any person who has violated any provision of the Exchange Act or the rules or regulations thereunder by purchasing or selling a security while...in possession of material nonpublic information...* Exchange Act Section 3(a)(9) defines "person" very broadly — including, among other entities, companies....

...to provide the Commission with a new remedy under the Exchange Act. However, we believe the language "by purchasing or selling a security while in possession of material nonpublic information" in the Bill might be construed as such a change. Sections 10 (b) and 14 (e) comprise the major antifraud...

...with respect to insider trading would subsist and continue to be effective. In my estimation the words "by purchasing or .selling a security while in possession of material non-public information" are not intended to add new content to, or expand the prohibitions of, Rule l0b-5, but are simply designed...

...Bill would increase the penalties for any person found to have violated section 10(b) and Rule 10b-5 "by purchasing or selling a security while in possession of material nonpublic information."" It does not purport to broaden the scope of what constitutes a violation under section 10(b) of the...

...unrelated to insider trading. 39 The ITSA in Section 2(A) prohibits the "purchasing or selling [of] a security while in possession of material nonpublic information in a transaction (i) on or through the facilities of a national securities exchange or from or through a broker or dealer,...