 | 1900
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 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 페이지
...upon which it is based. BEGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange— (a) To effect the sale of any security registered on a national securitiesexchange, which at the time of such... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 페이지
...upon which it is based. REGULATION OF THE TJBK OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of I he mails or of any facility of any national securities exchange' — (a)... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 페이지
...upon which it is based. REGULATION OF THE USE OP MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange — (a) To effect the sale of any security registered on a national securities exchange, which at the time of... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 페이지
...M ml sonricp contracts; REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except in accordance... | |
 | 1953 - 612 페이지
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 | 1934 - 930 페이지
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It shall be unlawful for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To... 
