Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
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16 ÆäÀÌÁö
... York ; payments are made in New York ; members of the exchange are required by the rules to have a New York office . Not only that , issuers whose securities are listed on the exchange must have transfer agents in New York . For their ...
... York ; payments are made in New York ; members of the exchange are required by the rules to have a New York office . Not only that , issuers whose securities are listed on the exchange must have transfer agents in New York . For their ...
35 ÆäÀÌÁö
... York Stock Exchange , which , of course , handles more traffic of this nature than any other , we criticize perhaps a requirement of the New York Stock Exchange , but I think it should be remembered that those require- ments are very ...
... York Stock Exchange , which , of course , handles more traffic of this nature than any other , we criticize perhaps a requirement of the New York Stock Exchange , but I think it should be remembered that those require- ments are very ...
43 ÆäÀÌÁö
... YORK , N.Y. Mr. PRESLEY . My name is Fred Y. Presley . I am president of the National Investors Corporation of New York , and affiliated invest- ment trusts , including the Second National , Third National , and Fourth National . The ...
... YORK , N.Y. Mr. PRESLEY . My name is Fred Y. Presley . I am president of the National Investors Corporation of New York , and affiliated invest- ment trusts , including the Second National , Third National , and Fourth National . The ...
56 ÆäÀÌÁö
... York Stock Exchange is operated . Settlements are made on the exchange daily , so that the broker must pay and receive money every day . He likes also to be able to borrow or repay loans every day . If he had a 30 - day loan and had ...
... York Stock Exchange is operated . Settlements are made on the exchange daily , so that the broker must pay and receive money every day . He likes also to be able to borrow or repay loans every day . If he had a 30 - day loan and had ...
57 ÆäÀÌÁö
... York City have a certain customer relationship to New York City banks . The stock market is the central activity of the financial district , and New York City banks feel obligated to furnish their customers with needed funds from time ...
... York City have a certain customer relationship to New York City banks . The stock market is the central activity of the financial district , and New York City banks feel obligated to furnish their customers with needed funds from time ...
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authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
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627 ÆäÀÌÁö - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
627 ÆäÀÌÁö - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
13 ÆäÀÌÁö - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
14 ÆäÀÌÁö - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
627 ÆäÀÌÁö - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
254 ÆäÀÌÁö - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
593 ÆäÀÌÁö - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
584 ÆäÀÌÁö - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.