 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 페이지
...obligations; provided that the restrictions of this section shall not apply in respect of transactions in any note, draft, bill of exchange, or banker's acceptance...thereof the maturity of which is likewise limited. involving the sale of a security to a customer, agree with the customer, either directly or indirectly,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 페이지
...proceeds of which have been or are to be used for current transactions, and which has a maturity nt the time of issuance of not exceeding nine months,...thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible, with... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 페이지
...temporary or interim certificate for. receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but shall not include currency...draft, bill of exchange, or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 페이지
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which, was likewise limited. (5) A solicitation in respect of any security issued by a person organized and... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 페이지
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which was likewise limited. (5) A solicitation in respect of any security issued by a person organized and... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 페이지
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having a maturity at the time of issuance of not exceeding...exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 페이지
...of exchange, or banker's acceptance payable on demand or having a maturity at the time of isssuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a... | |
 | United States - 2000 - 1216 페이지
...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing; but shall not include currency...thereof the maturity of which is likewise limited. [See main edition for text of (11)] (12)(A) The term "exempted security" or "exempted securities" includes—... | |
 | United States - 1953 - 1692 페이지
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having payable on demand or having a maturity likewise limited; and such other classes of securities, of a... | |
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... acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions, and which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal... 
