 Any person who— (1) offers or sells a security in violation of section 5, or (2) offers or sells a security (whether or not exempted by the provisions of section 3, other than paragraph (2) of subsection (a) thereof), by the use of any means or instruments...  Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - 99 페이지저자: United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 307 페이지전체보기 - 도서 정보
 | United States. Securities and Exchange Commission - 1945 - 1290 페이지
...instruments of transportation or communication in Interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus...otherwise; or (2) to carry or cause to be carried throneh the malls or In Interstate commerce, by any menus or Instruments of trans[K>rtation, any such... | |
 | United States - 1968 - 374 페이지
...is appli- 15 use 77a. cable notwithstanding the provisions of section 304, unless such 15 use 77ddd. security has been or is to be issued under an indenture...interstate commerce, by any means or instruments of transpor15 USC 77a. Ante, p. 687. Ante, p. 687. 15 USC 77a. 15 USC 77ddd. 15 USC 77ggg(o) 15 USC 77xxx.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 페이지
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 페이지
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 페이지
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Securities and Exchange Commission - 1957 - 1194 페이지
...Securities Act provides: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2) to... | |
 | United States. Securities and Exchange Commission - 1953 - 824 페이지
...Securities Act provides : Unless a registration statement Is In effect as to a security, It shall be unlawful for any person, directly or Indirectly —...or communication In Interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise... | |
 | United States. Securities and Exchange Commission - 1952 - 920 페이지
..."Section 5 (a) provides: Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication in interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
 | United States. Securities and Exchange Commission - 1956 - 1106 페이지
..."Section 6 (a) provides: "(a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication In interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 페이지
...any means or instruments of transportation or communication In Interstate commerce or of tbe malls to sell such security through the use or medium of...or "(2) To carry or cause to be carried through the malls or In Interstate commerce, by any means or Instruments of transportation, any such security (or... | |
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