Municipal Securities Full Disclosure Act of 1976: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, Second Session, on S. 2969 ... S. 2574 ... February 24, 25, and 26, 1976U.S. Government Printing Office, 1976 - 527페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
페이지
... offerings of securities by State and local governments .. Municipal Securities Rulemaking Board , statement received for the record . Municipal Advisory Council of Texas , letter enclosing descriptive leaflet__ Municipal Issuers Service ...
... offerings of securities by State and local governments .. Municipal Securities Rulemaking Board , statement received for the record . Municipal Advisory Council of Texas , letter enclosing descriptive leaflet__ Municipal Issuers Service ...
1 페이지
... offering of municipal securities . The situation is far different today . The past year has seen turmoil and uncertainty in our municipal securities market . Mr. Lennox Moak , the Philadelphia Director of Finance , vice president of the ...
... offering of municipal securities . The situation is far different today . The past year has seen turmoil and uncertainty in our municipal securities market . Mr. Lennox Moak , the Philadelphia Director of Finance , vice president of the ...
9 페이지
... offering , including amount to be offered , price , plan of distribution , and underwriting arrangements and compensation ; 14 15 16 17 18 19 20 21 22 2 2 2 2 2 2 2 23 24 25 " ( B ) A description of the security to be offered ...
... offering , including amount to be offered , price , plan of distribution , and underwriting arrangements and compensation ; 14 15 16 17 18 19 20 21 22 2 2 2 2 2 2 2 23 24 25 " ( B ) A description of the security to be offered ...
10 페이지
... offering ; " ( E ) A statement of counsel's opinion as to the legality of the issuance of the securities to be offered ; " ( F ) A statement of the availability of the re- ports required by this section ; and " ( G ) Such other similar ...
... offering ; " ( E ) A statement of counsel's opinion as to the legality of the issuance of the securities to be offered ; " ( F ) A statement of the availability of the re- ports required by this section ; and " ( G ) Such other similar ...
15 페이지
... offering statement . Certified financial state- ments , earnings statements , and balance sheets for the previous 5 years must be submitted , after approval by an independent public accountant . State and local governments are subject ...
... offering statement . Certified financial state- ments , earnings statements , and balance sheets for the previous 5 years must be submitted , after approval by an independent public accountant . State and local governments are subject ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
accounting accrual additional agencies Airport Allegheny County amended amount annual report antifraud provisions appropriate audited authority banks basis believe bill Bond Buyer bond counsel bond issues budget capital cash Chairman Commission Committee Congress costs County of Allegheny Court dealers Debt Service Fund December 31 default disclosure guidelines disclosure requirements distribution statement Exchange Act exemption expenditures federal securities laws financial reporting financial statements fiscal full disclosure Fund Balance Government governmental units Harris County indebtedness investment investors issuance issuers of municipal Jim Flaherty June 30 legislation liability material Mecklenburg County ment MFOA million municipal bond municipal debt Municipal Finance Officers municipal issuers municipal securities market North Carolina offering official statement operating outstanding payable payment percent principal problems proposed protection purchase registration regulation responsibility Securities Act Senator WILLIAMS sovereign immunity tion Total underwriters Water and Sewer York City
인기 인용구
505 페이지 - In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, any person acquiring such security (unless it is proved that at the time of such acquisition he knew of such untruth or omission...
506 페이지 - ... he had, after reasonable investigation, reasonable ground to believe and did believe, at the time such part of the registration statement became effective, that the statements therein were true and that there was no omission to state a material fact required to be stated therein or necessary to make the statements therein not misleading...
506 페이지 - ... as regards any part of the registration statement purporting to be made on the authority of an expert...
163 페이지 - I am here today speaking on behalf of the National League of Cities and the United States Conference of Mayors.
505 페이지 - ... 2. every person who was a director of (or person performing similar functions) or partner in the issuer at the time of the filing of the part of the registration statement with respect to which his liability is asserted ; 3.
506 페이지 - With respect to every untrue statement purporting to be a statement by or contained in what purports to be a copy of or extract from a report or valuation of an expert...
506 페이지 - With respect to every such untrue statement purporting to be a statement made by an official person or contained in what purports to be a copy of or extract from a public official document...
503 페이지 - ... knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student.
197 페이지 - ... to state a material fact necessary in order to make the statements made, in light of the circumstances under which such statements were made, not misleading...
505 페이지 - If any accountant, engineer, or appraiser, or any person whose profession gives authority to a statement made by him, is named as having prepared or certified any part of the registration statement, or...