United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
82개의 결과 중 1 - 3개
163 페이지
... Act [ enacted May 27 , 1936 ] in accordance with rules and regulations of the Commission prescribed pursuant to section 15 of the Securities Exchange Act of 1934 [ 15 USCS § 780 ] shall be deemed to be registered pursuant to section 15 of ...
... Act [ enacted May 27 , 1936 ] in accordance with rules and regulations of the Commission prescribed pursuant to section 15 of the Securities Exchange Act of 1934 [ 15 USCS § 780 ] shall be deemed to be registered pursuant to section 15 of ...
303 페이지
... exchange's exist- ing rules lies with SEC pursuant to its authority under § 19 ( b ) of Securities Exchange Act ( 15 USCS § 78s ( b ) ) . Weinberger v New York Stock Exchange ( 1975 , SD NY ) 403 F Supp 1020 . NASD rule relating to ...
... exchange's exist- ing rules lies with SEC pursuant to its authority under § 19 ( b ) of Securities Exchange Act ( 15 USCS § 78s ( b ) ) . Weinberger v New York Stock Exchange ( 1975 , SD NY ) 403 F Supp 1020 . NASD rule relating to ...
406 페이지
... ACT OR RULES [ 15 USCS § 78cc ( a ) ] A. In General 1. Relation to other ... exchange rules 10 . Between member and non - member 11. Between member and employee II ... 15 USCS § 78cc COMMERCE AND TRADE INTERPRETIVE NOTES AND DECISIONS ...
... ACT OR RULES [ 15 USCS § 78cc ( a ) ] A. In General 1. Relation to other ... exchange rules 10 . Between member and non - member 11. Between member and employee II ... 15 USCS § 78cc COMMERCE AND TRADE INTERPRETIVE NOTES AND DECISIONS ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company