United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
79개의 결과 중 1 - 3개
114 페이지
... application by the Commission or within such shorter period of time as the Commission may determine . " ( 2 ) An application for registration of a broker or dealer to be formed or organized may be made by a broker or dealer to which the ...
... application by the Commission or within such shorter period of time as the Commission may determine . " ( 2 ) An application for registration of a broker or dealer to be formed or organized may be made by a broker or dealer to which the ...
461 페이지
... application is made pursuant to subsection ( a ) ( 2 ) shall grant the application and issue a decree adjudicating that customers of the member named in the application are in need of protection under this Act if it finds that such ...
... application is made pursuant to subsection ( a ) ( 2 ) shall grant the application and issue a decree adjudicating that customers of the member named in the application are in need of protection under this Act if it finds that such ...
533 페이지
... application for exemption under subsection ( a ) or ( b ) , the Commission . shall enter an order granting , or , after notice and opportunity for hearing , denying or otherwise disposing of such application . The filing of an application ...
... application for exemption under subsection ( a ) or ( b ) , the Commission . shall enter an order granting , or , after notice and opportunity for hearing , denying or otherwise disposing of such application . The filing of an application ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company