United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
79개의 결과 중 1 - 3개
263 페이지
... appropriate regulatory agency for such persons deems necessary or appropriate in the public interest , for the protection of investors , or otherwise in furtherance of the purposes of this title : Pro- vided , however , That the ...
... appropriate regulatory agency for such persons deems necessary or appropriate in the public interest , for the protection of investors , or otherwise in furtherance of the purposes of this title : Pro- vided , however , That the ...
276 페이지
... appropriate regulatory agency , by rule or order , upon its own motion or upon application , may conditionally or uncondi- tionally exempt any person or security or class of persons or securities from any provision of this section or ...
... appropriate regulatory agency , by rule or order , upon its own motion or upon application , may conditionally or uncondi- tionally exempt any person or security or class of persons or securities from any provision of this section or ...
277 페이지
... appropriate regulatory agency for such transfer agent deems necessary or appropriate in the public interest , for the protection of investors , or in furtherance of the purposes of this section , withdraw from registration by filing a ...
... appropriate regulatory agency for such transfer agent deems necessary or appropriate in the public interest , for the protection of investors , or in furtherance of the purposes of this section , withdraw from registration by filing a ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company