United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
85개의 결과 중 1 - 3개
108 페이지
... effect any transac- tion in , or to induce or attempt to induce the purchase or sale of , any security ( other than commercial paper , bankers ' acceptances , or com- mercial bills ) otherwise than on a national securities exchange of ...
... effect any transac- tion in , or to induce or attempt to induce the purchase or sale of , any security ( other than commercial paper , bankers ' acceptances , or com- mercial bills ) otherwise than on a national securities exchange of ...
290 페이지
... effect upon filing with the Commission if designated by the self - regulatory organization as ( i ) constituting a stated policy , practice , or interpretation with respect to the meaning , administration , or enforcement of an existing ...
... effect upon filing with the Commission if designated by the self - regulatory organization as ( i ) constituting a stated policy , practice , or interpretation with respect to the meaning , administration , or enforcement of an existing ...
399 페이지
... Effect on arbitration agreements 4. Under exchange rules 5. Effect on state securities regulation 6. Effect on other remedies 7. Recovery as limited to actual damages 8. -Computation 9. -Lost profits 10 . -Where loss subsequently cured ...
... Effect on arbitration agreements 4. Under exchange rules 5. Effect on state securities regulation 6. Effect on other remedies 7. Recovery as limited to actual damages 8. -Computation 9. -Lost profits 10 . -Where loss subsequently cured ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company