도서 본문에서
78개의 결과 중 1 - 3개
43 페이지
Investments proxies to be voted in favor of investment adviAcquiring corporation's proxy statement made sory agreements between fund and investment material omission in failing to advise sharehold manager wholly owned by holding company ...
Investments proxies to be voted in favor of investment adviAcquiring corporation's proxy statement made sory agreements between fund and investment material omission in failing to advise sharehold manager wholly owned by holding company ...
105 페이지
the Investment Advisers Act of 1940 [ 15 USCS $ 8 806-1 et seq . ) , the Investment Company Act of 1940 ( 15 USCS $$ 80a - 1 et seq . ) , this title , the rules or regulations under any of such statutes , or the rules of the Municipal ...
the Investment Advisers Act of 1940 [ 15 USCS $ 8 806-1 et seq . ) , the Investment Company Act of 1940 ( 15 USCS $$ 80a - 1 et seq . ) , this title , the rules or regulations under any of such statutes , or the rules of the Municipal ...
296 페이지
participant had reason to believe , was violating with respect to such transaction ( A ) in the case of a national securities exchange , any provision of the Securities Act of 1933 , in the Investment Advisers Act of 1940 ...
participant had reason to believe , was violating with respect to such transaction ( A ) in the case of a national securities exchange , any provision of the Securities Act of 1933 , in the Investment Advisers Act of 1940 ...
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자주 나오는 단어 및 구문
Act 15 USCS action affd agency alleged appears application appropriate approval association authority bank broker or dealer broker-dealer capital CCH Fed Secur cert claim Commission Corp corporation court customers defendant determine directors district effect enforcement Exchange Act 15 F Supp fact failed fair Fed Secur L federal filing finds firm grounds Holding Company Act injunction insider investment investors issued jurisdiction liability limited material means misleading necessary officer period person practice proceeding profits protection provisions proxy public interest Public Utility Holding purchase pursuant reasonable records referred registered relating Release respect rules rules and regulations Secur L Rep Securities Exchange Act shareholders shares SIPC solicitation statement stockholders subsection subsidiary tender offer tion Trade transactions transfer trustee United Utility Holding Company violation
도서 문헌정보
| 제목 | United states code service United states code service |
| 출판 | 1983 |
| 소장 | 캘리포니아 대학교 |
| 디지털화된 날짜: | 2007년 6월 15일 |
| 서지정보 내보내기 | BiBTeX EndNote RefMan |