United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
82개의 결과 중 1 - 3개
272 페이지
... investors and persons facilitating transactions by and acting on behalf of investors . ( C ) New data processing and communications techniques create the opportunity for more efficient , effective , and safe procedures for clearance and ...
... investors and persons facilitating transactions by and acting on behalf of investors . ( C ) New data processing and communications techniques create the opportunity for more efficient , effective , and safe procedures for clearance and ...
437 페이지
... Investor Protection Act is to protect investors against losses caused by insolvency of broker - dealers and not by insol- vency of companies in which their funds have been invested . Securities & Exchange Com . v C. H. Wagner & Co ...
... Investor Protection Act is to protect investors against losses caused by insolvency of broker - dealers and not by insol- vency of companies in which their funds have been invested . Securities & Exchange Com . v C. H. Wagner & Co ...
552 페이지
... investors or consumers ; and ( 3 ) in the case of the acquisition of any other interest in any business , such information concerning such business and the interest to be acquired , and the consideration to be paid , as the Commission ...
... investors or consumers ; and ( 3 ) in the case of the acquisition of any other interest in any business , such information concerning such business and the interest to be acquired , and the consideration to be paid , as the Commission ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company