United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
83개의 결과 중 1 - 3개
108 페이지
... means of any manipulative , deceptive , or other fraudulent device or contrivance , and no municipal securities dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in , or ...
... means of any manipulative , deceptive , or other fraudulent device or contrivance , and no municipal securities dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in , or ...
525 페이지
... means a company approved as a mutual service company under section 13 [ 15 USCS § 79m ] . ( 14 ) " Member company " means a company which is a member of an association or group of companies mutually served by a mutual service company ...
... means a company approved as a mutual service company under section 13 [ 15 USCS § 79m ] . ( 14 ) " Member company " means a company which is a member of an association or group of companies mutually served by a mutual service company ...
526 페이지
... means any State of the United States or the District of Columbia . ( 25 ) " United States " , when used in a geographical sense , means the States . ( 26 ) " State commission " means any commission , board , agency , or officer , by ...
... means any State of the United States or the District of Columbia . ( 25 ) " United States " , when used in a geographical sense , means the States . ( 26 ) " State commission " means any commission , board , agency , or officer , by ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company