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Officer " as used in 15 USCS $ 78p ( b ) in where at all times during tenure of assistant cludes corporate employee performing important treasurer , corporation had full time and fully executive duties of such character that he would ...
Officer " as used in 15 USCS $ 78p ( b ) in where at all times during tenure of assistant cludes corporate employee performing important treasurer , corporation had full time and fully executive duties of such character that he would ...
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Portnoy v Seligman & Latz , Inc. take place after person has ceased to be officer or ( 1981 , SD NY ) 516 F Supp 1188 . director ; there is liability for short - swing profits on part of corporation's officer or director under 12.
Portnoy v Seligman & Latz , Inc. take place after person has ceased to be officer or ( 1981 , SD NY ) 516 F Supp 1188 . director ; there is liability for short - swing profits on part of corporation's officer or director under 12.
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Officers and directors ( a ) Statement of ownership of securities ; duty to file . Every person who is an officer or director of a registered holding company shall file with the Commission in such form as the Commission shall prescribe ...
Officers and directors ( a ) Statement of ownership of securities ; duty to file . Every person who is an officer or director of a registered holding company shall file with the Commission in such form as the Commission shall prescribe ...
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Act 15 USCS action affd agency alleged appears application appropriate approval association authority bank broker or dealer broker-dealer capital CCH Fed Secur cert claim Commission Corp corporation court customers defendant determine directors district effect enforcement Exchange Act 15 F Supp fact failed fair Fed Secur L federal filing finds firm grounds Holding Company Act injunction insider investment investors issued jurisdiction liability limited material means misleading necessary officer period person practice proceeding profits protection provisions proxy public interest Public Utility Holding purchase pursuant reasonable records referred registered relating Release respect rules rules and regulations Secur L Rep Securities Exchange Act shareholders shares SIPC solicitation statement stockholders subsection subsidiary tender offer tion Trade transactions transfer trustee United Utility Holding Company violation