United States Code ServiceLawyers Co-operative Publishing Company, 1983 |
도서 본문에서
85개의 결과 중 1 - 3개
9 페이지
... subsection as not entered into for the purpose of , and not having the effect of , changing or influencing the control of the issuer or otherwise as not comprehended within the purposes of this subsection . ( e ) Untrue statement of ...
... subsection as not entered into for the purpose of , and not having the effect of , changing or influencing the control of the issuer or otherwise as not comprehended within the purposes of this subsection . ( e ) Untrue statement of ...
110 페이지
... subsection shall be automatically suspended if and so long as any issue of securities of such issuer is registered pursuant to section 12 of this title [ 15 USCS § 781 ] . The duty to file under this subsection shall also be automati ...
... subsection shall be automatically suspended if and so long as any issue of securities of such issuer is registered pursuant to section 12 of this title [ 15 USCS § 781 ] . The duty to file under this subsection shall also be automati ...
166 페이지
... subsection ( h ) of this section , and , in general , provide a fair procedure for the disciplining of members and persons associated with members , the denial of membership to any person seeking membership therein , the barring of any ...
... subsection ( h ) of this section , and , in general , provide a fair procedure for the disciplining of members and persons associated with members , the denial of membership to any person seeking membership therein , the barring of any ...
자주 나오는 단어 및 구문
97 S Ct Act 15 USCS action alleged ALR Fed application broker or dealer broker-dealer Capital Rule CCH Fed Secur cert claim clearing agency Company Act 15 Corp corporation's customers debtor defendant directors district court equity Exchange Act 15 Exchange Commission F Supp Fed Secur L filing holders Holding Company Act injunction investment Investor Protection Act issuer jurisdiction liability merger misleading municipal securities dealer NASD necessary or appropriate offeror person plaintiff proceeding protection of investors proxy provisions proxy solicitation proxy statement public interest Public Utility Holding purchase pursuant rules and regulations SEC Docket Vol SEC Rule SEC Rule 10b-5 Secur L Rep Securities Act Securities and Exchange Securities Exchange Act Securities Investor Protection securities laws Serv 2d shareholders shares short-swing profits SIPC Stat stockholders subsection subsidiary target corporation tender offer tion title 15 USCS transactions trustee Utility Holding Company