Regulating Sale of Securities: Hearings Before a Subcommittee of the Committee on Interstate Commerce, United States Senate, Sixty-seventh Congress, Fourth Session, on H. R. 10598, a Bill to Regulate the Sale of Securities in Interstate Commerce ...U.S. Government Printing Office, 1923 - 201페이지 |
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75 per cent advertisement amendment amount apply assets Association blue sky laws blue-sky bonds or notes broker bucket shop CALLBREATH CANRIGHT capital CHAIRMAN CHASSELL Chicago classes of securities collateral commission committee Congress corporation court Denison bill enacted enterprise exemptions fact Francisco Stock Exchange fraud fraudulent securities hearing Illinois industry interest interstate commerce Interstate Commerce Commission investment bankers issuer legislation LEONARD loan LOCKWOOD mails market value matter ment mining mortgage offered for sale operating par value permit person preferred stock present prohibit promoters provisions purchaser purpose question railroad real estate reason regulations represent sale of securities San Francisco Stock Savings Bank Securities Commissioners securities listed security issued sell Senator MCLEAN Senator SMITH sold statement statute Texas thing tion to-day transactions Trust United unlawful York Curb Exchange York curb market York Stock Exchange
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137 페이지 - Columbia shall present satisfactory evidence of any such violation, to cause appropriate proceedings to be commenced and prosecuted in the proper courts of the United States, without delay, for the enforcement of the penalties as in such case herein provided. SEC. 6. That the term "drug...
193 페이지 - State or political subdivision or agency thereof. (b) Any security issued or guaranteed by any foreign government with which the United States is at the time of the sale or offer of sale thereof maintaining diplomatic relations, or by any state, province, or political subdivision thereof having the power of taxation or assessment.
95 페이지 - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act, to liquidate a bona fide debt, a security pledged in good faith as security for such debt.
90 페이지 - ... property is used principally to produce through rental a net annual income, after deducting operating expenses and taxes, or has a fair rental value, after deducting operating expenses and taxes, at least equal to the annual interest plus not less than 3 per centum of the principal of said mortgage indebtedness.
96 페이지 - In an isolated transaction in which any security is sold, offered for sale, or delivery, by the owner thereof, or by his representative for the owner's account, such sale or offer for sale, or delivery not being made in the course of repeated and successive transactions of a like character...
137 페이지 - July 17, 1916, or by any corporation created and acting as an instrumentality of the Government of the United States pursuant to authority granted by the Congress of the United States.
137 페이지 - Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
170 페이지 - ... to make any unjust or unreasonable rate or charge, in handling or dealing in or with any necessaries; to conspire, combine, agree, or arrange with any other person...
30 페이지 - Including the building or buildings to be erected thereon as aforesaid, and when said mortgaged property is to be used principally to produce through rental a net annual income, after deducting operating expenses and taxes. or...
137 페이지 - ... by a fine of not more than $2,000 or by imprisonment for not more than six months, or by both such fine and imprisonment, and each day of violation shall be deemed to be a separate offense.