Securities Activities of Commercial Banks, Hearings Before the Subcommitteeon Securities of ...,94-1 ...,December 9 and 10,1975.110:1:United States: Congress, 22-23권1975 - 454페이지 |
도서 본문에서
100개의 결과 중 1 - 5개
3 페이지
... extent of the recent ex- pansion of bank brokerage and advisory operations . Without objec- tion , I will insert in the record a copy of the committee print I referred to . From the testimony we receive today , and from the comments I ...
... extent of the recent ex- pansion of bank brokerage and advisory operations . Without objec- tion , I will insert in the record a copy of the committee print I referred to . From the testimony we receive today , and from the comments I ...
4 페이지
... extent of bank involvement in several of the new product areas is quite small , with around 30 banks offering automatic investment plans , for example . And these plans apparently have a considerably smaller number of customers than had ...
... extent of bank involvement in several of the new product areas is quite small , with around 30 banks offering automatic investment plans , for example . And these plans apparently have a considerably smaller number of customers than had ...
8 페이지
... extent of the potential market for bank man- agement services available to small investors . The question of amend- ing Glass - Steagall to permit commingled managing agency accounts is one that the Board has not yet explored with ...
... extent of the potential market for bank man- agement services available to small investors . The question of amend- ing Glass - Steagall to permit commingled managing agency accounts is one that the Board has not yet explored with ...
9 페이지
... extent , correct . Senator WILLIAMS . How long have you been a member of the Board ? Mr. BUCHER . In June 1976 it would have been 4 years , so it would be 3 years and 7 or 8 months . Senator WILLIAMS . So you have been away from the ...
... extent , correct . Senator WILLIAMS . How long have you been a member of the Board ? Mr. BUCHER . In June 1976 it would have been 4 years , so it would be 3 years and 7 or 8 months . Senator WILLIAMS . So you have been away from the ...
16 페이지
... uncertainty and confusion concerning the extent to which the act limits bank securities activities . This is particularly true with respect to those activities which commercial banks did not perform in 1933 and which 16.
... uncertainty and confusion concerning the extent to which the act limits bank securities activities . This is particularly true with respect to those activities which commercial banks did not perform in 1933 and which 16.
자주 나오는 단어 및 구문
advisory services agency accounts assets automatic investment services bank holding companies bank participation bank securities activities bank's Bankers banking activities banking industry banking system banks offering broker broker-dealer capital markets Chairman CIRT Clearing House commercial banks Committee common trust fund competition Comptroller conflicts of interest Cong Congress corporate Currency customers dealer dividend reinvestment plans economic examination exemption Federal Reserve System Federal securities laws fiduciary Glass-Steagall Act individual retirement accounts Investment Advisers Act investment advisory investment banking Investment Company Act Investment Company Institute investment management IRA trusts issuer issues Keogh Plans legislation loans ment Merrill Lynch municipal mutual fund NASD national banks NYSE operation permitted potential private placements prohibited purchase questions registered regulation regulatory requirements revenue bonds Securities Act securities and investment securities business securities industry securities markets security affiliates Security Pacific Senator WILLIAMS Study Outline Subcommittee tion transactions Trust Company trust department underwriting violations
인기 인용구
59 페이지 - To exercise by its board of directors, or duly authorized officers or agents, subject to law, all such incidental powers as shall be necessary to carry on the business of banking; by discounting and negotiating promissory notes, drafts, bills of exchange, and other evidences of debt; by receiving deposits; by buying and selling exchange, coin and bullion; by loaning money on personal security; and by obtaining, issuing and circulating notes according to the provisions of this Title.
209 페이지 - The limitations and restrictions herein contained as to dealing in, underwriting and purchasing for its own account, investment securities shall not apply to obligations of the United States, or general obligations of any State or of any political subdivision thereof, or obligations issued under authority of the Federal Farm Loan Act, as amended, or issued by the thirteen banks for cooperatives or any of them or the Federal Home Loan Banks...
148 페이지 - common trust fund" means a fund maintained by a bank (as defined in section 104) — (1) exclusively for the collective investment and reinvestment of moneys contributed thereto by the bank in its capacity as a trustee, executor, administrator, or guardian...
216 페이지 - broker" is a person lawfully engaged in the business of effecting transactions in securities for the account of others.
208 페이지 - Seventh. To exercise by its board of directors, or duly authorized officers or agents, all powers specifically granted by the provisions of this Act and such incidental, powers as shall be necessary to carry on the business of banking within the limitations prescribed by this Act.
216 페이지 - States; such securities issued or guaranteed by corporations in which the United States has a direct or indirect interest...
214 페이지 - ... controls in any manner the election of a majority of its directors, trustees, or other persons exercising similar functions...
219 페이지 - ... cooperative association as defined in the Agricultural Marketing Act, approved June 15, 1929, as amended...
216 페이지 - System shall, by such rules and regulations as it may deem necessary or appropriate in the public interest or for the protection of investors, exempt, either unconditionally or upon specified terms and conditions or for stated periods, from the operation of this subsection and the rules and regulations thereunder.
219 페이지 - ... on which the issuer has total assets exceeding $1,000,000 and a class of equity security (other than an exempted security) held of record by...