"Blue-sky Bill"; to Regulate the Sale Or Disposition of Securties ... Hearings ... on H.R. 7215, June 23, July 7 and 8, 1921

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45 페이지 - Territory, or District of the United States, or place noncontiguous to but subject to the jurisdiction thereof, which said spirituous, vinous, malted, fermented, or other intoxicating liquor is intended, by any person interested therein, to be received, possessed, sold, or in any manner used, either in the original package or otherwise, in violation of any law of such State...
11 페이지 - security' or 'securities' shall include any note, stock, treasury stock, bond, debenture, evidence of indebtedness, pre-organization certificate or pre-organization subscription, transferable certificate of interest or participation, certificate of interest in a profit-sharing agreement, certificate of interest in an oil, gas, or mining lease, collateral trust certificate, any transferable share, investment contract, or beneficial interest in or title to property or profits, or any other instrument...
32 페이지 - ... (d) The distribution by a corporation of capital stock, bonds, or other securities to its stockholders or other security holders as stock dividend or other distribution out of earnings or surplus...
13 페이지 - The definite object of the grant was to commit direct control to the Federal Government; to relieve maritime commerce from unnecessary burdens and disadvantages incident to discordant legislation; and to establish, so far as practicable, harmonious and uniform rules applicable throughout every part of the Union.
31 페이지 - Bonds or notes secured by first mortgage lien upon real estate or lease-holds within this state where the entire mortgage, together with all the bonds and notes based thereon, are sold or offered for sale to a single purchaser as a single sale. 5. Securities of corporations organized and existing under and by virtue of the acts of the Congress of the United States...
46 페이지 - Whoever shall -order, purchase, or cause intoxicating liquors to be transported in interstate commerce, except for scientific, sacramental, medicinal, and mechanical purposes, into any State or Territory the laws of which State or Territory prohibit the manufacture or sale therein of intoxicating liquors for beverage purposes shall be punished...
32 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
32 페이지 - ... acceptances) having a maturity at the time of issuance of not exceeding 24 months, exclusive of days of grace; (3) securities issued or guaranteed as to principal or interest by a government or subdivision thereof (including those issued by a corporation which is an instrumentality of a government or subdivision thereof) ; (4) stock or securities which were acquired...
45 페이지 - ... shipment or transportation. In any manner or by any means whatsoever, of any spirituous, vinous, malted. fermented, or other Intoxicating liquor of any kind from one State, Territory, or District of the United States, or place noncontiguous to but subject to the jurisdiction thereof, or from any foreign country into any State.
13 페이지 - Constitution, as above indicated. The definite object of the grant was to commit direct control to the Federal Government; to relieve maritime commerce from unnecessary burdens and disadvantages incident to discordant legislation; and to establish, so far as practicable, harmonious and uniform rules...

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