Federal Securities Act: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives Seventy-third Congress, First Session, on H.R. 4314, to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce. March 31, April 1, 4, 5, 1933 ...U.S. Government Printing Office, 1933 - 248페이지 |
도서 본문에서
66개의 결과 중 1 - 5개
10 페이지
... believe that today all but one of the States of the Union have " blue sky " laws . There are some of the Territories that do not have " blue sky " laws . These " blue sky " laws of the States have failed , as is very obvious , in ...
... believe that today all but one of the States of the Union have " blue sky " laws . There are some of the Territories that do not have " blue sky " laws . These " blue sky " laws of the States have failed , as is very obvious , in ...
11 페이지
... believe , got out of committee . The next bill that came on that we take note of was the Denison bill . It covered the general sale of securities through the mails . It had the approval , it may interest you to know , of 38 of the ...
... believe , got out of committee . The next bill that came on that we take note of was the Denison bill . It covered the general sale of securities through the mails . It had the approval , it may interest you to know , of 38 of the ...
14 페이지
... believe that there should be a protection for the public when it gets its information by the ear as well as by the eye . Hence the bill requires one to file speeches or addresses which are made over the radio when they are selling ...
... believe that there should be a protection for the public when it gets its information by the ear as well as by the eye . Hence the bill requires one to file speeches or addresses which are made over the radio when they are selling ...
19 페이지
... believe that is the same time as in the Uniform Sales of Securities Act . Mr. BULWINKLE . Do you not think there should be , then , a pro- vision there also for additional changes in the statement that may have been filed for ...
... believe that is the same time as in the Uniform Sales of Securities Act . Mr. BULWINKLE . Do you not think there should be , then , a pro- vision there also for additional changes in the statement that may have been filed for ...
26 페이지
... believe so , because we have got a general catch - all clause so that if they sell by any misrepresentations or induce persons to buy by any false claims , they would come under this act . Let me read to you from section 2 on page 2 the ...
... believe so , because we have got a general catch - all clause so that if they sell by any misrepresentations or induce persons to buy by any false claims , they would come under this act . Let me read to you from section 2 on page 2 the ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause committee CONGRESS THE LIBRARY corporation course Court of Appeals District of Columbia exemptions facts FEDERAL SECURITIES ACT Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers issuance issuer KENNEY legislation liability LIBRARY OF CONGRES LIBRARY OF CONGRESS loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
인기 인용구
9 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
153 페이지 - Upon the filing of the record with it the jurisdiction of the court shall be exclusive and its judgment and decree shall be final, except that the same shall be subject to review by the...
105 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
222 페이지 - Commerce" means commerce among the several States or with foreign nations, or in any Territory of the United States or in the District of Columbia, or between any such Territory and another, or between any such Territory and any State or foreign nation, or between the District of Columbia and any State or Territory or foreign nation. "Corporation...
9 페이지 - ... to appear before the commission, or to produce documentary evidence if so ordered, or to give evidence touching the matter in question ; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
194 페이지 - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
194 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
9 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.