Federal Securities Act: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives Seventy-third Congress, First Session, on H.R. 4314, to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce. March 31, April 1, 4, 5, 1933 ...U.S. Government Printing Office, 1933 - 248페이지 |
도서 본문에서
74개의 결과 중 1 - 5개
3 페이지
... filing a registration statement signed by the issuer or issuers , its or their principal executive officer or ... filed for each subsequent issue of securities , unless otherwise exempted by this Act , not covered by the original ...
... filing a registration statement signed by the issuer or issuers , its or their principal executive officer or ... filed for each subsequent issue of securities , unless otherwise exempted by this Act , not covered by the original ...
4 페이지
... filed with a statement a certified copy of its aritcles of incorporation with all amendments and of its existing bylaws . If the issuer is a trustee there shall be filed with the statement a copy of all instruments by which the trust is ...
... filed with a statement a certified copy of its aritcles of incorporation with all amendments and of its existing bylaws . If the issuer is a trustee there shall be filed with the statement a copy of all instruments by which the trust is ...
5 페이지
... filing in the court , within thirty days after the entry of such order , a written petition praying that the order of the Commission be set aside . A copy of such petition shall be forthwith served upon the Commission , and thereupon ...
... filing in the court , within thirty days after the entry of such order , a written petition praying that the order of the Commission be set aside . A copy of such petition shall be forthwith served upon the Commission , and thereupon ...
6 페이지
... filed with the Commission together with a reference to the original registration of the securities so offered . A statement containing the information required by this section shall also be delivered to each purchaser with the delivery ...
... filed with the Commission together with a reference to the original registration of the securities so offered . A statement containing the information required by this section shall also be delivered to each purchaser with the delivery ...
8 페이지
... filed as hereinbefore provided shall be made , and to require such further data or information as it may deem proper in the public interest to be included in the said statements . Such rules and regulations shall be effective upon ...
... filed as hereinbefore provided shall be made , and to require such further data or information as it may deem proper in the public interest to be included in the said statements . Such rules and regulations shall be effective upon ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause committee CONGRESS THE LIBRARY corporation course Court of Appeals District of Columbia exemptions facts FEDERAL SECURITIES ACT Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers issuance issuer KENNEY legislation liability LIBRARY OF CONGRES LIBRARY OF CONGRESS loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
인기 인용구
9 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
153 페이지 - Upon the filing of the record with it the jurisdiction of the court shall be exclusive and its judgment and decree shall be final, except that the same shall be subject to review by the...
105 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
222 페이지 - Commerce" means commerce among the several States or with foreign nations, or in any Territory of the United States or in the District of Columbia, or between any such Territory and another, or between any such Territory and any State or foreign nation, or between the District of Columbia and any State or Territory or foreign nation. "Corporation...
9 페이지 - ... to appear before the commission, or to produce documentary evidence if so ordered, or to give evidence touching the matter in question ; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
194 페이지 - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
194 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
9 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.