(2) The original application and supporting papers, six copies thereof for the use of the commission, and one copy for the governor of each State in which the applicant operates, shall be filed with the secretary of the Interstate Commerce Commission, Washington, D.C. Each copy shall bear the dates and signatures that appear in the original and shall be complete in itself, but the signatures in the copies may be stamped or typed and the notarial seal may be omitted: Provided, that if unusual difficulties arise in the furnishing of any of the exhibits specified in paragraph IV, (1) to (8), both inclusive, applicant may, with the consent of the Commission, file not less than an original and two copies of such exhibits. (3) Upon receipt of the application the Commission, as provided in paragraph (6) of said section 20a, will cause notice thereof to be given to and a copy of the application filed with the governor of each State in which the applicant operates, with inquiry as to whether such governor or other appropriate authority of the State desires to be heard in the matter. (4) Petitions for leave to intervene may be filed by persons interested in the application within 15 days after the filing thereof, or prior to or at the time the application is called for hearing, if a hearing is ordered, but not after except for good cause shown, the practice in regard to such petitions and answers thereto to be governed as nearly as may be by the Commission's rules of practice. If deemed necessary a public hearing on the application will be ordered. VII. It is further ordered, that the certificate of notification of securities sold, pledged, repledged, or otherwise disposed of, required by paragraph (5) of said section 20a shall be made in accordance with form B of appendix A hereof. VIII. It is further ordered, that the certificate of notification of the issue of notes maturing not more than two years after the dates thereof, required by paragraph (9) of section 20a of the interstate commerce act, shall be made in accordance with form C of appendix A hereof. IX. It is further ordered, that periodical reports (required by paragraph (10) of section 20a of the interstate commerce act) of the disposition made of securities issued under authority of the commission and notes maturing not more than two years after the date thereof (for which under paragraph (9) of said section 20a authorization is not required) and the application of the proceeds of such securities and notes shall be made for the six months' periods ending June 30 and December 31, respectively, in accordance with forms D-1 and D-2 of appendix A hereof. X. And it is further ordered, that this order shall, and it does hereby, supersede the order of July 22, 1924, and orders supplemental thereto, in the aforesaid matters. By the Commission, division 4. [SEAL.] APPENDIX A FORMS FOR REPORTS TO BE MADE AS REQUIRED UNDER THIS ORDER Report to Interstate Commerce Commission of (a) proposed expenditures or (b) expenditures made but not yet capitalized and all retirements during the period in connection with the accompanying application dated 19_- for authority to issue securities under section 20a of the interstate to commerce act. Line A.F.E. No. Location and description of project Chargeable to capital account INSTRUCTIONS 1. There shall be attached to the original of this report, arranged in numerical order, one copy of each A.F.E. (authority for expenditure) covering all expenditures proposed or in progress, except that for projects whose As.F.E. were made prior to January 1, 1923, no copies will be required. For finished projects, attach in numerical order one copy of each completion report under valuation order 3. 2. The total of each page of this report shall be carried forward to a grand total at the end of the report. 3. The original report shall be signed on behalf of the applicant by its president, a vice president, auditor, comptroller, or executive officer having knowledge of the matters therein set forth, and shall be made under oath. 4. The original report and six copies thereof for the use of the commission and one copy for the governor of each State in which the applicant operates shall be filed, together with the application, with the secretary of the Interstate Commerce Commission, Washington, D.C. Each copy shall bear the dates and signatures that appear in the original and shall be complete in itself but the signatures in the copies maybe stamped or typed and notarial seal may be omitted. 5. The report shall be on paper approximately 81⁄2 inches by 11 inches. A margin of 11⁄2 inches shall be left on the left side for binding. FORM B CERTIFICATE OF NOTIFICATION TO THE INTERSTATE COMMERCE COMMISSION OF SECURITIES SOLD, PLEDGED, REPLEDGED, OR OTHERWISE DISPOSED OF, REQUIRED BY PARAGRAPH (5) OF SECTION 20A OF THE INTERSTATE COMMERCE ACT, INCLUDING OBLIGATIONS OF THE CARRIER AUTHENTICATED OR ISSUED BY TRUSTEES OR OTHERS Date 192- The undersigned hereby certifies that within the 10 days next preceding the above date the (Name of carrier) has disposed of the securities set forth and described below: 1. Description of securities. 2. Date of application for authority with respect to the securities. 3. Interstate Commerce Commission's finance docket number assigned to application for authority. 4. Date of the commission's order authorizing the disposition of the securities. 5. Date of prior certificate of notification (if any) in which the securities are set forth and described. 6. Disposition of the securities: (a) Authenticated by trustee: (1) Date of authentication (2) Date of delivery to carrier (b) Sold: (1) Date sold (2) Par value or principal amount (4) Purpose for which sold (5) Conditions and terms of sale (c) Pledged or repledged (stating which): (2) Par value or principal amount (4) Purpose of pledge (5) Conditions and terms of pledge (d) Otherwise disposed of: (1) Date disposed of (2) Par value or principal amount INSTRUCTIONS 1. The original certificate shall be signed by an executive officer of the carrier having knowledge of the matters therein set forth and shall be made under oath. 2. The original certificate and two copies thereof shall be filed with the secretary of the Interstate Commerce Commission, Washington, D.C., within 10 days after the issuance of the securities with respect to which the certificate is filed. Each copy of the certificate shall bear the dates and signatures that appear in the original and shall be complete in itself; the signatures in the copies may be stamped or typed and the notarial seal may be omitted. 3. The certificate shall be on paper approximately 81⁄2 inches by 11 inches. A margin of 11⁄2 inches shall be left on the left side for binding. FORM C CERTIFICATE OF NOTIFICATION TO THE INTERSTATE COMMERCE COMMISSION OF THE ISSUE OF NOTES MATURING NOT MORE THAN 2 YEARS AFTER THE DATE THEREOF, REQUIRED BY PARAGRAPH (9) OF SECTION 20A OF THE INTERSTATE COMMERCE ACT Date 192... The undersigned hereby certifies that within the 10 days next preceding the above date the (Name of carrier) has issued notes set forth and described below: (a) Principal amount of each note; date; date of delivery; date of maturity; rate of interest; and name of payee. (b) Description and amount of securities pledged as collateral for each note. (If carrier pledged its own stocks, bonds, or other securities as such collateral, reference shall be made to the order of the commission authorizing such pledge.) (c) The price at which, and the terms under which, each note was sold or otherwise disposed of. (d) How and by whom, or through whom, issued. (e) The purposes in detail of each note and proposed disposition of proceeds. The total amount of the carrier's securities actually outstanding on the date of the note or notes covered by the certificate was as follows: 1. Capital stock (par value). 2. Long-term debt (par value). 3. Securities not included above, including value of securities issued without par value, but excluding notes of maturity of 2 years or less_ Total of securities outstanding.. 4. Notes of maturity of 2 years or less, including notes covered by this certificate (face amount) INSTRUCTIONS 1. The original certificate shall be signed by an executive officer of the carrier having knowledge of the matters therein set forth and shall be made under oath. 2. The original certificate and two copies thereof shall be filed with the secretary of the Interstate Commerce Commission, Washington, D.C., within 10 days after the issuance of the securities with respect to which the certificate is filed. Each copy of the certificate shall bear the dates and signatures that appear in the original and shall be complete in itself; the signatures in the copies may be stamped or typed and the notarial seal may be omitted. 3. The certificate shall be on paper approximately 81⁄2 inches by 11 inches. A margin of 11⁄2 inches shall be left on the left side for binding. Description (or name) of security covered by this report___ Date of Commission's order authorizing the issue of securities covered by this report-- 192... Finance Docket No. Summary [Not including notes maturing not more than 2 years after the date thereof, for which authorization is not required] Notes maturing not more than 2 years after the date thereof for which authority is not required Covered by report on Form C, dated__ 19- $ SCHEDULE 1.-Securities issued and/or securities as to which obligation is SCHEDULE 1.-Securities issued and/or securities as to which obligation is assumed Continued 1 If premium exceeds total of columns (i), (j), and (k), show in red. Show premium in red. SCHEDULE 2.-Application of net proceeds and/or face value of securities issued or assumed 1. Unexpended balance from schedule 2, previous report of.. 2. Net proceeds of issues during period covered by this report (column (m), schedule 1)... 3. Total net proceeds of securities__ 4. Purpose to which applied 3. 5. Unexpended net proceeds (carried to line 1, schedule 2, next report) 6. Expenditures for above purpose made from funds other than those obtained from this issue of securities.. 7. Total expenditures, for $ (3+6) face value of securities SCHEDULE 3.-Securities pledged or repledged $ 1. Original report covering each 6 months' period ended June 30 and December 31, and 2 copies thereof, shall be filed with the secretary of the Interstate Commerce Commission within 30 days after the end of each period. These reports shall be continued until (a) In case of securities authorized under section 20a of the Interstate Commerce Act, the disposition of all the securities and the application of all the proceeds thereof have been reported; and (b) In case of notes issued under the provisions of paragraph (9) of section 20a of the act, the application of all the proceeds of such notes has been reported; See par. 3 of "Instructions." |