Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
55개의 결과 중 1 - 5개
6 페이지
... represent or cause to be represented to any prospective purchaser , either orally or in any written or printed communica- tion , circular , advertisement , or other literature , that registration of securities with the Commission ...
... represent or cause to be represented to any prospective purchaser , either orally or in any written or printed communica- tion , circular , advertisement , or other literature , that registration of securities with the Commission ...
9 페이지
... represented , I think , the Investment Bankers Association of America , that he had to be before the House committee ... represent the Controllers ' Institute of America ? Mr. TUCKER . Yes , sir . I want to say first of all that I am ...
... represented , I think , the Investment Bankers Association of America , that he had to be before the House committee ... represent the Controllers ' Institute of America ? Mr. TUCKER . Yes , sir . I want to say first of all that I am ...
15 페이지
... represent ? Mr. TUCKER . A very small proportion . The CHAIRMAN . Are your members all public accountants , or any of them ? Mr. TUCKER . It works out that we have possibly 15 or 20 men in the organization who formerly were public ...
... represent ? Mr. TUCKER . A very small proportion . The CHAIRMAN . Are your members all public accountants , or any of them ? Mr. TUCKER . It works out that we have possibly 15 or 20 men in the organization who formerly were public ...
16 페이지
... representing a great many States , called the Federal Blue Sky Act ? Senator BARKLEY . Yes ; it was several years ago . Mr. TUCKER . As I understand , it was very much in conformity with this measure . But that is just my general ...
... representing a great many States , called the Federal Blue Sky Act ? Senator BARKLEY . Yes ; it was several years ago . Mr. TUCKER . As I understand , it was very much in conformity with this measure . But that is just my general ...
19 페이지
... representing probably as high as $ 5,000,000,000 in resources . They have never reported . They are not under any laws to report , as other banks have to do . Now , such bankers are normally fiscal agents when they issue securities for ...
... representing probably as high as $ 5,000,000,000 in resources . They have never reported . They are not under any laws to report , as other banks have to do . Now , such bankers are normally fiscal agents when they issue securities for ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment amount application banks bill Blue Sky Laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee CONGRESS THE LIBRARY corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability LIBRARY OF CONGRESS loan associations ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange
인기 인용구
8 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
98 페이지 - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
330 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
347 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
120 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
50 페이지 - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
107 페이지 - Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.