Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
88개의 결과 중 1 - 5개
2 페이지
... transactions exempted by sections 11 and 12 of this Act . SEC . 4. That all securities heretofore referred to in section 3 of this Act shall be registered with the Commission under the terms and conditions hereinafter provided , by ...
... transactions exempted by sections 11 and 12 of this Act . SEC . 4. That all securities heretofore referred to in section 3 of this Act shall be registered with the Commission under the terms and conditions hereinafter provided , by ...
4 페이지
... transactions ; or ( c ) Is in any other way dishonest or has made any fraudulent representations in any prospectus or in any circular or other literature that has been distributed concerning such issuer or person or securities ...
... transactions ; or ( c ) Is in any other way dishonest or has made any fraudulent representations in any prospectus or in any circular or other literature that has been distributed concerning such issuer or person or securities ...
6 페이지
... transaction and to obtain the return , either at law or in equity , of any and all consideration given or paid for any such securities upon the surrender thereof , either from any vendor knowing of such falsity or from the persons ...
... transaction and to obtain the return , either at law or in equity , of any and all consideration given or paid for any such securities upon the surrender thereof , either from any vendor knowing of such falsity or from the persons ...
7 페이지
... transactions : ( a ) Judicial , executor's , administrator's , guardian's , or conservator's sale , or any sale by a receiver or trustee in insolvency or bankruptcy . ( b ) Sales by or for the account of a pledge holder or mortgagee ...
... transactions : ( a ) Judicial , executor's , administrator's , guardian's , or conservator's sale , or any sale by a receiver or trustee in insolvency or bankruptcy . ( b ) Sales by or for the account of a pledge holder or mortgagee ...
8 페이지
... transactions and / or institute the necessary criminal proceeding under section 17 of this Act . The exemptions contained in sections 11 and 12 of this Act shall not apply to the provisions of this section ( 13 ) . SEC . 14. That it ...
... transactions and / or institute the necessary criminal proceeding under section 17 of this Act . The exemptions contained in sections 11 and 12 of this Act shall not apply to the provisions of this section ( 13 ) . SEC . 14. That it ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment amount application banks bill Blue Sky Laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee CONGRESS THE LIBRARY corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability LIBRARY OF CONGRESS loan associations ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange
인기 인용구
8 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
98 페이지 - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
330 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
347 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
120 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
50 페이지 - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
107 페이지 - Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.