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도서 ... made in the course of repeated and successive transactions of a like character...에 대해 검색한
" ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security. "
Securities Act: Hearings Before the Committee on Banking and Currency ... - 5 페이지
저자: United States. Congress. Senate. Committee on Banking and Currency - 1933 - 349 페이지
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Acts and Resolves Passed by the General Court of Massachusetts in the Year ...

Massachusetts - 1921
...sale of any security by the owner thereof, or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character by such owner or on his account by such representative, and such owner or representative not being the underwriter...
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"Blue-sky Bill"; to Regulate the Sale Or Disposition of Securties ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1921 - 62 페이지
...sale of any security by the owner thereof, or his representative for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character by such owner, and such owner or representative not being the underwriter of such securities or Isolated sales which...
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Laws

Illinois - 1921
...any security by a bona fide owner thereof, or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character, and such owner not being a broker or dealer in securities or an underwriter of such securities; (2)...
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Regulating Sale of Securities: Hearings ... on H.R. 10598 ...

United States. Congress. Senate. Committee on Interstate Commerce - 1923 - 201 페이지
...sold, offered for sale, subscription, or delivery by the the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, such owner or representative not being the underwriter of...
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Regulating Sale of Securities: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Interstate Commerce. Subcommittee on H.R. 10598 - 1923 - 201 페이지
...is sold, offered for sale, subscription, or delivery, by the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter...
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Manual of the Securities Laws of the United States: Containing the Complete ...

Leonard Laurence Cowan - 1923 - 1171 페이지
...any security by a bona fide owner thereof, or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character, and such owner not being a broker or dealer in securities or an underwriter of such securities ; A...
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Journal of the Assembly of the State of New York, 3권

New York (State). Legislature. Assembly - 1925
...by the owner thereof, or by his representative, for the owner's account, such sale or offer of sale not being made in the course of repeated and successive transactions of a like character by such owner, or for his account by su-ch representative, and such owner or representative not being the. issuer...
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Laws of the State of New York, 1-2권

New York (State) - 1925
...by the owner thereof, or by his representative, for the owner's account, such sale or offer of sale not being made in the course of repeated and successive transactions of a like character by such owner, or for his account by such representative, and such owner or representative not being the issuer or...
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Public Documents

Washington (State) - 1925
...underwriter is also excepted from the definition of broker, but this exception is defeated if such sale is made in the course of repeated and successive transactions of a like and similar character. From your letter, we gather that the John Doe Company is not merely engaging...
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Real Estate, Mortgage, Foreclosure, and Blue Sky Legislation: Hearings ...

United States. Congress. House. Committee on the District of Columbia - 1931 - 243 페이지
...is sold, offered for sale, subscription, or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter...
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