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" Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange... "
Securities Act: Hearings Before the Committee on Banking and Currency ... - 347 ÆäÀÌÁö
ÀúÀÚ: United States. Congress. Senate. Committee on Banking and Currency - 1933 - 349 ÆäÀÌÁö
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Trade Promotion Series

1941 - 1450 ÆäÀÌÁö
...holders of its securities exclusively, for subscription or In exchange for the securities held by them, where no commission or other remuneration is paid or given directly or indirectly to others in connection with such transaction; (6) To existing holders of Its securities or to other...
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Laws of the State of Indiana

Indiana - 1925 - 794 ÆäÀÌÁö
...increased capital stock of a corporation sold or distributed by it entirely among its own stockholders, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. corporation or to any broker or dealer: Provided, That such broker or dealer is actually engaged in...
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Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before ...

United States. Congress. Senate. District of Columbia - 1931 - 118 ÆäÀÌÁö
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,...
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Real Estate, Mortgage, Foreclosure, and Blue Sky Legislation: Hearings ...

1931 - 282 ÆäÀÌÁö
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 ÆäÀÌÁö
...or the issuance of additional capital stock of a corporation sold or distributed by it exc,usively among its own stockholders or assigns, where no commission...formed pursuant thereto or in connection therewith, to its or their security holders or existing creditors or assigns, made in good faith and not for the...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 ÆäÀÌÁö
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 ÆäÀÌÁö
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is .paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March 31 to ..., 22-23±Ç

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 ÆäÀÌÁö
...additional capital stock of a crrporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Utility Corporations: Letters from the Chairman of the Federal Trade ..., 69È£

United States. Federal Trade Commission - 1934 - 936 ÆäÀÌÁö
...sold or distributed by it directly or through an agent entirely among its own stockholders, or their } fa0 eV k^ vŶ ۔_ə t ʴ j"q tA ꍦ l K + x { ...2q F W. 3{6 W 8V%j k < 3 $ z֓H& F & l r8 U ; &U Y (e) The sale, transfer, or delivery to any bank, savings institution, trust company, insurance company,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 ÆäÀÌÁö
...paragraphs: "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly. or indirectly for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona nde...
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