Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce. March 31 to April 8, 1933
U.S. Government Printing Office, 1933 - 349페이지
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accountants advertising amendment amount appear application associations authority bankers banks believe bill bonds BREED BUTLER capital CARTER certificate CHAIRMAN committee communication concerning CONGRESS connection contained corporation course court cover DEAN directors District dollars effect exempt fact Federal Trade Commission filed foreign fraud fraudulent give Government HARVEY hearing income interstate commerce investment issue issuer language legislation LIBRARY loan matter mean ment notes offered officer operating original percent person practically present principal proposed provisions purchase question record reference registration regulations represent respect responsibility revocation revoke securities sell Senator ADAMs Senator BARKLEY Senator BYRNES Senator GoRE Senator KEAN signed sold statement suggest thereof thing THOMPson tion transactions underwriting United Washington York
6 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
96 페이지 - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
328 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
6 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
345 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
118 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
48 페이지 - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
6 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
5 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.