Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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페이지
... the Supervision of Traffic in Investment Securities in Interstate Commerc United States. Congress. Senate. Committee on Banking and Currency. HG 4929 .A2 A5 1933b Copy 2 BRARY OF CO . ан . RESS RESS BRARY OF. Front Cover.
... the Supervision of Traffic in Investment Securities in Interstate Commerc United States. Congress. Senate. Committee on Banking and Currency. HG 4929 .A2 A5 1933b Copy 2 BRARY OF CO . ан . RESS RESS BRARY OF. Front Cover.
11 페이지
... covers the ground , sir . The source of the information on which the real value of foreign securities can be determined , of course , is abroad , and the men who in this country will prepare the necessary balance sheets and financial ...
... covers the ground , sir . The source of the information on which the real value of foreign securities can be determined , of course , is abroad , and the men who in this country will prepare the necessary balance sheets and financial ...
13 페이지
... cover those securities ? I do not see any language in here to limit it to stocks issued in the future . It seems to ... covers every sale or every transaction in interstate commerce . Senator STEIWER . Senator Barkley , may I call ...
... cover those securities ? I do not see any language in here to limit it to stocks issued in the future . It seems to ... covers every sale or every transaction in interstate commerce . Senator STEIWER . Senator Barkley , may I call ...
14 페이지
... covers all transactions where I go to a broker and buy stock and he sends my money to New York and then sends the stock back to me . That seems to be a transaction in the mail , in interstate commerce , and therefore to cover a ...
... covers all transactions where I go to a broker and buy stock and he sends my money to New York and then sends the stock back to me . That seems to be a transaction in the mail , in interstate commerce , and therefore to cover a ...
17 페이지
... covering not less than 3 years immediately preceding the offering . The second principal objection to the proposed bill is that it excludes municipal issues . Under present conditions especially such an exclusion seems unwise . The ...
... covering not less than 3 years immediately preceding the offering . The second principal objection to the proposed bill is that it excludes municipal issues . Under present conditions especially such an exclusion seems unwise . The ...
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자주 나오는 단어 및 구문
advertising amendment amount application banks bill Blue Sky Laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee CONGRESS THE LIBRARY corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability LIBRARY OF CONGRESS loan associations ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange
인기 인용구
8 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
98 페이지 - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
330 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
347 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
120 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
50 페이지 - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
107 페이지 - Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.