Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before the Subcommittee on Insurance and Banks on S. 1332 and 3491...Jan. 16 and 20, 1931 |
도서 본문에서
19개의 결과 중 1 - 5개
3 페이지
... action or failure to act on the part of said commissioners be deemed to constitute an approval or recommendation of any security . EXEMPT TRANSACTIONS SEC . 3. The provisions of section 2 of this act shall not apply to the sale of any ...
... action or failure to act on the part of said commissioners be deemed to constitute an approval or recommendation of any security . EXEMPT TRANSACTIONS SEC . 3. The provisions of section 2 of this act shall not apply to the sale of any ...
5 페이지
... action thereon . ( f ) This section shall not in any way abridge or alter the remedies now existing at common law or ... actions growing out of any violation of any provision of this act may be commenced against him in any proper court ...
... action thereon . ( f ) This section shall not in any way abridge or alter the remedies now existing at common law or ... actions growing out of any violation of any provision of this act may be commenced against him in any proper court ...
7 페이지
... action or an officer thereof has refused to be sworn or to be examined or to answer a material question or to produce a book or a paper relevant to the inquiry when duly ordered so to do by the officer or judge duly conducting an ...
... action or an officer thereof has refused to be sworn or to be examined or to answer a material question or to produce a book or a paper relevant to the inquiry when duly ordered so to do by the officer or judge duly conducting an ...
8 페이지
... actions and suits therein . ( c ) Witnesses lawfully summoned in any proceeding or suit commenced under the provisions ... action , suit , or proceeding , investigation , inquisition , or inquiry : Provided , however , That no person so ...
... actions and suits therein . ( c ) Witnesses lawfully summoned in any proceeding or suit commenced under the provisions ... action , suit , or proceeding , investigation , inquisition , or inquiry : Provided , however , That no person so ...
9 페이지
... action brought by and in the name of the United States of America . Such penalty shall be cumulative and more than one penalty shall be recoverable in the same action in any court of competent jurisdiction , and all moneys so received ...
... action brought by and in the name of the United States of America . Such penalty shall be cumulative and more than one penalty shall be recoverable in the same action in any court of competent jurisdiction , and all moneys so received ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
6½ per cent ADDISON American Bar Association apartment application approval assessment assets blue sky law bonds or notes BRINKMAN Capper bill centum certificate Chairman circular commission commissioners committee Connecticut Avenue corporation court dealer or salesman deemed district attorney District of Columbia earnings engaged Estate Properties Inc examination F. H. Smith filed FITZGERALD fraud fraudulent practices furnishings Halsey Harry Wardman injunction interest issuer KEYSER lease legislation Mayflower Hotel ment mortgage bonds offered for sale operating person principal amount provisions purchase Real Estate Properties refunding mortgage registered dealer rental require RICHARDS sale of securities sell Senator BLAINE Senator KEAN September September 30 series due sinking fund sold Square statement Street NW Stuart Stuart & Co subcommittee taxes thereof tion transactions trust uniform bill United States attorney valuation Wardman Park Hotel Wardman Real Estate Washington
인기 인용구
13 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
2 페이지 - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act.
2 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
1 페이지 - ... (2) Any security issued or guaranteed by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - ... shall have access to and may compel the production of all the books and papers of such issuer, and may administer oaths to and examine the officers of such issuer or any other person connected therewith as to its business and affairs and may also require a b-ilance sheet exhibiting the assets and liabilities of any such issuer or his income statement, or both, to be certified to...