Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before the Subcommittee on Insurance and Banks on S. 1332 and 3491...Jan. 16 and 20, 19311931 - 97ÆäÀÌÁö |
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... cent , and they were not worth it . Senator BLAINE . Well . Mr. ADDISON . That is what I am trying to call to your attention . Senator BLAINE . Maybe they were not actually issued by the F. H. Smith Co.- Mr. ADDISON . I hold no brief ...
... cent , and they were not worth it . Senator BLAINE . Well . Mr. ADDISON . That is what I am trying to call to your attention . Senator BLAINE . Maybe they were not actually issued by the F. H. Smith Co.- Mr. ADDISON . I hold no brief ...
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... cent over its real market value . He has defrauded that individual because of the excess price of that security , and he has done it through fraud and misrepre- sentation . That is what I mean when I say that you can by fraud sell a ...
... cent over its real market value . He has defrauded that individual because of the excess price of that security , and he has done it through fraud and misrepre- sentation . That is what I mean when I say that you can by fraud sell a ...
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... cent , but to a very high degree , with an alleged value of something like $ 28,000,000 and an assessed value of only $ 17,000,000 . What are we to conclude from that situa- tion ? Have you any different situation with respect to other ...
... cent , but to a very high degree , with an alleged value of something like $ 28,000,000 and an assessed value of only $ 17,000,000 . What are we to conclude from that situa- tion ? Have you any different situation with respect to other ...
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... cent perfect , either in the administration of it or in the effect . Mr. KEYSER . We call attention in our report to the statement made by the administrator of the law in Montana , Mr. George P. Porter . That is at the foot of page 9 ...
... cent perfect , either in the administration of it or in the effect . Mr. KEYSER . We call attention in our report to the statement made by the administrator of the law in Montana , Mr. George P. Porter . That is at the foot of page 9 ...
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... . At the present time it is divided three ways . I am undertaking to underwrite or provide 50 per cent of it ; the District of Columbia Bankers ' Association is undertaking to underwrite 25 PREVENTION OF FRAUD IN SALE OF SECURITIES 41.
... . At the present time it is divided three ways . I am undertaking to underwrite or provide 50 per cent of it ; the District of Columbia Bankers ' Association is undertaking to underwrite 25 PREVENTION OF FRAUD IN SALE OF SECURITIES 41.
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6¨ö per cent ADDISON American Bar Association apartment application approval assessment assets blue sky law bonds or notes BRINKMAN Capper bill centum certificate Chairman circular commission commissioners committee Connecticut Avenue corporation court dealer or salesman deemed district attorney District of Columbia earnings engaged Estate Properties Inc examination F. H. Smith filed FITZGERALD fraud fraudulent practices furnishings Halsey Harry Wardman injunction interest issuer KEYSER lease legislation Mayflower Hotel ment mortgage bonds offered for sale operating person principal amount provisions purchase Real Estate Properties refunding mortgage registered dealer rental require RICHARDS sale of securities sell Senator BLAINE Senator KEAN September September 30 series due sinking fund sold Square statement Street NW Stuart Stuart & Co subcommittee taxes thereof tion transactions trust uniform bill United States attorney valuation Wardman Park Hotel Wardman Real Estate Washington
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13 ÆäÀÌÁö - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
2 ÆäÀÌÁö - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act.
2 ÆäÀÌÁö - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
1 ÆäÀÌÁö - ... (2) Any security issued or guaranteed by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 ÆäÀÌÁö - ... shall have access to and may compel the production of all the books and papers of such issuer, and may administer oaths to and examine the officers of such issuer or any other person connected therewith as to its business and affairs and may also require a b-ilance sheet exhibiting the assets and liabilities of any such issuer or his income statement, or both, to be certified to...