Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before the Subcommittee on Insurance and Banks on S. 1332 and 3491...Jan. 16 and 20, 1931 |
도서 본문에서
17개의 결과 중 1 - 5개
2 페이지
... engaged in business , and such other information as said commissioners may require as to applicant's previous history , record , and association as they may deem neces- sary to establish the good repute in business of the applicant ...
... engaged in business , and such other information as said commissioners may require as to applicant's previous history , record , and association as they may deem neces- sary to establish the good repute in business of the applicant ...
3 페이지
... engaged in the business au- thorized by its charter of capital stock , bonds , or other securities to its stock- holders or other security holders as a stock dividend or other distribution out of earnings or surplus ; or the issuance of ...
... engaged in the business au- thorized by its charter of capital stock , bonds , or other securities to its stock- holders or other security holders as a stock dividend or other distribution out of earnings or surplus ; or the issuance of ...
4 페이지
... engaged or is about to engage in making fictitious or pretended sales or purchases of any of such securities , or has been or is engaged or is about to engage in any practice or sale of securities which is fraudulent or in violation of ...
... engaged or is about to engage in making fictitious or pretended sales or purchases of any of such securities , or has been or is engaged or is about to engage in any practice or sale of securities which is fraudulent or in violation of ...
6 페이지
... engaged in or engages in or is about to engage in any practice or transaction or course of business relating to the purchase or sale of securities which is fraudulent or in violation of law and which has operated or which would operate ...
... engaged in or engages in or is about to engage in any practice or transaction or course of business relating to the purchase or sale of securities which is fraudulent or in violation of law and which has operated or which would operate ...
7 페이지
... engaged in , is engaged , or is about to engage in any of the practices or transactions heretofore referred to as and declared to be fraudulent practices , he may bring a suit in equity in the Supreme Court of the District of Columbia ...
... engaged in , is engaged , or is about to engage in any of the practices or transactions heretofore referred to as and declared to be fraudulent practices , he may bring a suit in equity in the Supreme Court of the District of Columbia ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
6½ per cent ADDISON American Bar Association apartment application approval assessment assets blue sky law bonds or notes BRINKMAN Capper bill centum certificate Chairman circular commission commissioners committee Connecticut Avenue corporation court dealer or salesman deemed district attorney District of Columbia earnings engaged Estate Properties Inc examination F. H. Smith filed FITZGERALD fraud fraudulent practices furnishings Halsey Harry Wardman injunction interest issuer KEYSER lease legislation Mayflower Hotel ment mortgage bonds offered for sale operating person principal amount provisions purchase Real Estate Properties refunding mortgage registered dealer rental require RICHARDS sale of securities sell Senator BLAINE Senator KEAN September September 30 series due sinking fund sold Square statement Street NW Stuart Stuart & Co subcommittee taxes thereof tion transactions trust uniform bill United States attorney valuation Wardman Park Hotel Wardman Real Estate Washington
인기 인용구
13 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
2 페이지 - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act.
2 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
1 페이지 - ... (2) Any security issued or guaranteed by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - ... shall have access to and may compel the production of all the books and papers of such issuer, and may administer oaths to and examine the officers of such issuer or any other person connected therewith as to its business and affairs and may also require a b-ilance sheet exhibiting the assets and liabilities of any such issuer or his income statement, or both, to be certified to...