Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before the Subcommittee on Insurance and Banks on S. 1332 and 3491...Jan. 16 and 20, 19311931 - 97ÆäÀÌÁö |
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2 ÆäÀÌÁö
... issued by such person ; or who in said District engages in offering , buying , sell- ing , or otherwise dealing or trading in securities as agent or principal for a commission or at a profit . Registered dealer " shall mean a dealer ...
... issued by such person ; or who in said District engages in offering , buying , sell- ing , or otherwise dealing or trading in securities as agent or principal for a commission or at a profit . Registered dealer " shall mean a dealer ...
3 ÆäÀÌÁö
... issued upon written application and upon payment of the fee as hereinafter provided , without filing of further ... issuance of securities to the security holders or other creditors of a corporation in the process of a bona fide ...
... issued upon written application and upon payment of the fee as hereinafter provided , without filing of further ... issuance of securities to the security holders or other creditors of a corporation in the process of a bona fide ...
5 ÆäÀÌÁö
... issued in any investigation , examination , or proceeding pursuant to the provisions of this act , may be served upon any one of the Commissioners of the District of Columbia , and that civil suits and actions growing out of any ...
... issued in any investigation , examination , or proceeding pursuant to the provisions of this act , may be served upon any one of the Commissioners of the District of Columbia , and that civil suits and actions growing out of any ...
9 ÆäÀÌÁö
... issued pursuant to the provisions of section 10 of this act staying or enjoining any practices or transactions , or ... issuance of any such order or decree who , while such order or decree is in effect , shall disobey the same shall be ...
... issued pursuant to the provisions of section 10 of this act staying or enjoining any practices or transactions , or ... issuance of any such order or decree who , while such order or decree is in effect , shall disobey the same shall be ...
10 ÆäÀÌÁö
... issued or transferred with the security to which it pertains , shall not be deemed a sale of such other security within the meaning of this definition and such right shall not be construed as affecting the status of the security to ...
... issued or transferred with the security to which it pertains , shall not be deemed a sale of such other security within the meaning of this definition and such right shall not be construed as affecting the status of the security to ...
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6¨ö per cent ADDISON American Bar Association apartment application approval assessment assets blue sky law bonds or notes BRINKMAN Capper bill centum certificate Chairman circular commission commissioners committee Connecticut Avenue corporation court dealer or salesman deemed district attorney District of Columbia earnings engaged Estate Properties Inc examination F. H. Smith filed FITZGERALD fraud fraudulent practices furnishings Halsey Harry Wardman injunction interest issuer KEYSER lease legislation Mayflower Hotel ment mortgage bonds offered for sale operating person principal amount provisions purchase Real Estate Properties refunding mortgage registered dealer rental require RICHARDS sale of securities sell Senator BLAINE Senator KEAN September September 30 series due sinking fund sold Square statement Street NW Stuart Stuart & Co subcommittee taxes thereof tion transactions trust uniform bill United States attorney valuation Wardman Park Hotel Wardman Real Estate Washington
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13 ÆäÀÌÁö - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
2 ÆäÀÌÁö - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act.
2 ÆäÀÌÁö - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
1 ÆäÀÌÁö - ... (2) Any security issued or guaranteed by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 ÆäÀÌÁö - ... shall have access to and may compel the production of all the books and papers of such issuer, and may administer oaths to and examine the officers of such issuer or any other person connected therewith as to its business and affairs and may also require a b-ilance sheet exhibiting the assets and liabilities of any such issuer or his income statement, or both, to be certified to...