Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before the Subcommittee on Insurance and Banks on S. 1332 and 3491...Jan. 16 and 20, 1931 |
도서 본문에서
24개의 결과 중 1 - 5개
2 페이지
... mean and include every person who proposes to issue , has issued , or shall hereafter issue any security . Any ... mean a salesman registered under the provisions of this act . ( 7 ) " Broker shall mean dealer as herein defined . 99 66 ...
... mean and include every person who proposes to issue , has issued , or shall hereafter issue any security . Any ... mean a salesman registered under the provisions of this act . ( 7 ) " Broker shall mean dealer as herein defined . 99 66 ...
6 페이지
... means of any false pretense , representation , or promise , or that any person shall have made , makes , or attempts to make in the District of Columbia fictitious or pretended purchases or sales of securities , or shall have engaged in ...
... means of any false pretense , representation , or promise , or that any person shall have made , makes , or attempts to make in the District of Columbia fictitious or pretended purchases or sales of securities , or shall have engaged in ...
7 페이지
... meaning of this act and may , in the discretion of the court , be treated as a sufficient basis for a permanent ... means of any such fraudulent practices , including also all property with which such property has been mingled if such ...
... meaning of this act and may , in the discretion of the court , be treated as a sufficient basis for a permanent ... means of any such fraudulent practices , including also all property with which such property has been mingled if such ...
10 페이지
... meaning of this definition . 66 ( 7 ) ' Broker " shall mean dealer as herein defined . ( 8 ) " Agent " shall mean salesman as herein defined . 66 ( 9 ) Commission " shall mean the Public Utilities Commission of the Dis- trict of ...
... meaning of this definition . 66 ( 7 ) ' Broker " shall mean dealer as herein defined . ( 8 ) " Agent " shall mean salesman as herein defined . 66 ( 9 ) Commission " shall mean the Public Utilities Commission of the Dis- trict of ...
19 페이지
... meaning of this section 11 and required to comply with all the provision bersof . REVOCATION OF DEALERS ' AND SALES MEN'S REGISTRATION SEC . 12. Registration under section 11 may be refused or any registration granted may be revoked by ...
... meaning of this section 11 and required to comply with all the provision bersof . REVOCATION OF DEALERS ' AND SALES MEN'S REGISTRATION SEC . 12. Registration under section 11 may be refused or any registration granted may be revoked by ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
6½ per cent ADDISON American Bar Association apartment application approval assessment assets blue sky law bonds or notes BRINKMAN Capper bill centum certificate Chairman circular commission commissioners committee Connecticut Avenue corporation court dealer or salesman deemed district attorney District of Columbia earnings engaged Estate Properties Inc examination F. H. Smith filed FITZGERALD fraud fraudulent practices furnishings Halsey Harry Wardman injunction interest issuer KEYSER lease legislation Mayflower Hotel ment mortgage bonds offered for sale operating person principal amount provisions purchase Real Estate Properties refunding mortgage registered dealer rental require RICHARDS sale of securities sell Senator BLAINE Senator KEAN September September 30 series due sinking fund sold Square statement Street NW Stuart Stuart & Co subcommittee taxes thereof tion transactions trust uniform bill United States attorney valuation Wardman Park Hotel Wardman Real Estate Washington
인기 인용구
13 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
2 페이지 - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act.
2 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
1 페이지 - ... (2) Any security issued or guaranteed by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - ... shall have access to and may compel the production of all the books and papers of such issuer, and may administer oaths to and examine the officers of such issuer or any other person connected therewith as to its business and affairs and may also require a b-ilance sheet exhibiting the assets and liabilities of any such issuer or his income statement, or both, to be certified to...