Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before the Subcommittee on Insurance and Banks on S. 1332 and 3491...Jan. 16 and 20, 1931 |
도서 본문에서
25개의 결과 중 1 - 5개
2 페이지
... showing as to good character and the payment of the proper fee said commissioners shall register as salesmen of such dealer such natural persons as the dealer may request . Such registration shall cease 2 PREVENTION OF FRAUD IN SALE OF ...
... showing as to good character and the payment of the proper fee said commissioners shall register as salesmen of such dealer such natural persons as the dealer may request . Such registration shall cease 2 PREVENTION OF FRAUD IN SALE OF ...
7 페이지
... showing by the United States attorney for the District of Columbia in his application for a preliminary injunction hereunder that the defendant named in the action or an officer thereof has refused to be sworn or to be examined or to ...
... showing by the United States attorney for the District of Columbia in his application for a preliminary injunction hereunder that the defendant named in the action or an officer thereof has refused to be sworn or to be examined or to ...
8 페이지
... showing him the original order and delivering to and leaving with him at the same time a copy thereof , indorsed as above provided . ( b ) The marshal of the United States for the District of Columbia shall execute the orders and ...
... showing him the original order and delivering to and leaving with him at the same time a copy thereof , indorsed as above provided . ( b ) The marshal of the United States for the District of Columbia shall execute the orders and ...
16 페이지
... showing the amount and general character of its assets and liabilities on a day not more than sixty days prior to the date of filing such balance sheet ; a detailed statement of the plan upon which the issuer proposes to transact ...
... showing the amount and general character of its assets and liabilities on a day not more than sixty days prior to the date of filing such balance sheet ; a detailed statement of the plan upon which the issuer proposes to transact ...
17 페이지
... showing the price at which such security is proposed to be sold , together with the maximum amount of commission or other form of remuneration to be paid in cash or otherwise , directly or indirectly , for or in connection with the sale ...
... showing the price at which such security is proposed to be sold , together with the maximum amount of commission or other form of remuneration to be paid in cash or otherwise , directly or indirectly , for or in connection with the sale ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
6½ per cent ADDISON American Bar Association apartment application approval assessment assets blue sky law bonds or notes BRINKMAN Capper bill centum certificate Chairman circular commission commissioners committee Connecticut Avenue corporation court dealer or salesman deemed district attorney District of Columbia earnings engaged Estate Properties Inc examination F. H. Smith filed FITZGERALD fraud fraudulent practices furnishings Halsey Harry Wardman injunction interest issuer KEYSER lease legislation Mayflower Hotel ment mortgage bonds offered for sale operating person principal amount provisions purchase Real Estate Properties refunding mortgage registered dealer rental require RICHARDS sale of securities sell Senator BLAINE Senator KEAN September September 30 series due sinking fund sold Square statement Street NW Stuart Stuart & Co subcommittee taxes thereof tion transactions trust uniform bill United States attorney valuation Wardman Park Hotel Wardman Real Estate Washington
인기 인용구
13 페이지 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
2 페이지 - By or for the account of a pledge holder or mortgagee selling or offering for sale or delivery in the ordinary course of business and not for the purpose of avoiding the provisions of this act.
2 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
1 페이지 - ... (2) Any security issued or guaranteed by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - ... shall have access to and may compel the production of all the books and papers of such issuer, and may administer oaths to and examine the officers of such issuer or any other person connected therewith as to its business and affairs and may also require a b-ilance sheet exhibiting the assets and liabilities of any such issuer or his income statement, or both, to be certified to...