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on his own, as, indeed, many Presidents have done, then a fortiori he can terminate defense treaties.

Plaintiffs suggest that because treaties are "the supreme Law of the Land" (Const., Art. VI) they can be terminated or "repealed" only with the participation of the Congress. Nothing in Article VI supports that conclusion. Indeed, what plaintiffs have done is to confuse the process of making and unmaking treaties, which is governed by Article II of the Constitution, with a treaty's substantive effect for domestic law purposes, governed by Article VI. This case, of course, presents a question of process and not of substantive application. As we have detailed at length, supra pp. 24-25, the treaty making and termination process differs sharply from the process accompanying enactment of legislation, most notably because the President retains final authority to make or not to make a treaty, but legislation can be enacted over the President's veto.

Even with respect to the substantively binding nature of treaties for domestic law purposes, the analogy to legislation in this case is limited. It is incontestible that a treaty is "the Supreme Law of the Land" and, thus, supersedes state law (see Missouri v. Holland, 252 U.S. 416 (1920)) and prior inconsistent federal statutes (see United States v. Schooner Peggy, 5 U.S. (1 Cranch) 102 (1801)). But the Mutual Defense Treaty is not self-executing. Its provisions are not capable of being applied directly as

applied

law by any court in the United States, and it would not

*7 The classic definition of the non-self-executing treaty is that of Chief Justice Marshall, who observed in Foster v. Neilson, 27 U.S. (2 Peters) 253, 313-314 (1829): (cont'd)

- 41 -

be regarded in United States' courts as equivalent to an act of the Congress or any other law enforceable by the judicial branch. In addition, since the Mutual Defense Treaty involves only the United States' foreign military relationships, it created no domestic law private rights whatever. The "law" terminated in this case is not analogous to domestic law statutes for this reason as well.

In view of these special characteristics of the Mutual Defense Treaty, the Court need not address itself to the breadth of the President's treaty termination powers. While we believe defendants have demonstrated overwhelming support for an expansive Executive role in this area, the particular facts of this case provide an especially compelling basis for upholding President Carter's action.

*/(continued from page 41)

A treaty is, in its nature, a contract
between two nations, not a legislative
act. It does not generally effect, of
itself, the object to be accomplished,
especially, so far as its operation is
infra-territorial; but is carried into
execution by the sovereign power of the
respective parties to the instrument.
In the United States, a different principle
is established. Our Constitution
declares a treaty to be the law of the
land. It is, consequently, to be

regarded in courts of justice as equiva-
lent to an act of the legislature,
whenever it operates of itself, without
the aid of any legislative provision.
But when the terms of the stipulation
import a contract when either of the
parties engages to perform a particular
act, the treaty addresses itself to the
political, not the judicial department;
and the legislature must execute the
contract, before it can become a rule for
the court. [Emphasis added].

B.

Plaintiffs' Allegations Regarding Section

26 Of The International Security Assistance Act of 1978 Fail To State A Claim For Relief.

In addition to their constitutional claims, plaintiffs imply that termination of the Mutual Defense Treaty by the President violates Section 26 of the International Security Assistance Act. That legislation does not purport to limit the President's treaty termination power and, in any event, is without mandatory force. For this reason too, the Amended Complaint fails to state a claim on which relief can be granted.

Section 26 (the Dole-Stone Amendment) states:

Sec. 26. (a) The Congress finds that --
(1) the continued security and
stability of East Asia is a matter
of major strategic interest to the
United States;

(2) the United States and the
Republic of China have for a period
of twenty-four years been linked
together by the Mutual Defense
Treaty of 1954;

(3) the Republic of China has during
that twenty-four-year period faithfully
and continually carried out its duties
and obligations under that treaty; and

(4) it is the responsibility of the
Senate to give its advice and consent
to treaties entered into by the United
States.

(b) It is the sense of the Congress
that there should be prior consultation
between the Congress and the executive
branch on any proposed policy changes
affecting the continuation in force of
the Mutual Defense Treaty of 1954.
[Emphasis added].

Nothing in that language puts into question the President's

power to terminate the Mutual Defense Treaty. Senator

Goldwater, in effect, acknowledged that in the course of the Senate debate on the amendment when he stated:

[blocks in formation]

Mr. President, let me clarify that
the amendment itself does not subject
the status of the defense treaty to
the approval of the Senate. It merely
calls upon the President to inform the
Senate of the possibility that the
treaty may be affected, and it asks
that we be consulted. [124 Cong. Rec.
S.11716 (daily ed. July 25, 1978)]

Indeed, the choice of the "sense of the Congress" format
precludes an inference of an intent to curtail Presidential
authority which the Amendment, itself, does not express and
*/
its legislative history does not support. The substitution
of general and non-mandatory language offered by Senators
Kennedy, Glenn and Case in place of the arguably mandatory
language originally proposed by Senators Dole and Stone

**/

*/ Plaintiff Goldwater has expressed his view that "sense of the Congress" provisions are not mandatory in testimony before the Senate Foreign Relations Committee by indicating his preference that the War Powers Resolution be "stripped of all its mandatory provisions and replaced with a Sense of the Congress' declaration." Hearings on the War Powers Resolution, supra, at p. 19.

It should be noted, also, that when the Senate considered and voted on the "Dole-Stone Amendment," it was not even intended to be a "sense of the Congress" statute, but instead a "sense of the Senate" resolution to the Executive Branch. 124 Cong. Rec. S.11713 (daily ed. July 25, 1978). This format makes it apparent that this expression of sentiment was not intended to bind the President in the way now implicitly urged by the plaintiffs.

**/ The consultations language proposed by Senators Dole and Stone would have stated:

(b) It is the sense of the Senate that
any proposed policy changes affecting
the continuation in force of the United
States-Republic of China Mutual Defense
Treaty shall be a matter for prior

consultation with the Senate. [Emphasis
added).

In order to avoid what Senator Dole admitted would have been a sharply divided vote and possible defeat of the amendment, 124 Cong. Rec. S.11727 (daily ed. July 25, 1978), the sponsors acceded to substitute language which makes clear that the Amendment was not intended to set up a mandatory precondition to treaty termination. The substitute language, which was essentially identical to the final version except that references to the Senate were later changed to refer to Congress as a whole, read as follows: (cont'd)

43-968 - 79 - 10

evidences a clear Congressional intent not to hamper the President's flexibility in conducting delicate negotiations with foreign powers and taking appropriate action as the representative of the United States in foreign affairs.

In any case, prior consultations between the Congress and the Executive Branch regarding the termination of the Mutual Defense Treaty did, in fact, occur in the manner contemplated by the Amendment. The type of consultations

envisioned was described by Senator Kennedy directly before the Senate voted upon the Amendment:

I think the key understanding represented
by our modification of the amendment of
the Senator from Kansas is that there will
continue to be consultation between the
executive branch and the leaders and
concerned members of the Senate
There has been consultation with previous
administrations, with President Nixon and
President Ford, and full consultation
exists now with President Carter. [124
Cong. Rec. S.11727-28 (daily ed. July 25,
1978) [Emphasis added).

The Declaration of Richard Holbrooke, Assistant Secretary of
State for East Asian and Pacific Affairs, confirms that
consultations with members of both Houses, similar to those
prior to passage of the Amendment, did occur subsequent to
enactment of the International Security Assistance Act of
1978, both as to the negotiations with the PRC generally and
the necessity for termination of the Mutual Defense Treaty
(Holbrooke Declaration, paras. 2, 3). These consultations
complied fully with the intent of the Dole-Stone Amendment,
which was deliberately general and hortatory in nature.

(continued from page 44)

(b) It is the sense of the Senate that
there should be prior consultation between
the Senate and the executive branch on any
proposed policy changes affecting the con-
tinuation in force of the mutual defense

treaty cited above. [Emphasis added].

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