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4A. Letter dated June 15, 1964, addressed to Mr. Burrell F.
Wicker, Chief, Licensing Division, Investment Divi-
sion, Small Business Administration, Washington,
D.C., and signed by Milton Gordon, Law Offices of
Gordon & Myers, Washington, D.C..

4B. Frontiers Capital Corp., amendment of June 10, 1964,
item 3, agent for correspondence - - -

4C. Frontiers Capital Corp., amendment of June 10, 1964,
item 11, management and control__

4D. Statement of personal history, Milton Gordon, dated

June 10, 1964 _ -

4E. Statement of personal history, Franklyn Levenson, dated

June 10, 1964__

4F. Statement of personal history, Donald Raymond Was-

serman, dated June 10, 1964..

4G. Frontiers Capital Corp., proposal, amendment of June

10, 1964, item 12, previous Government financing---

5. Escrow agreement dated May 21, 1964, between Mary-

land National Bank, White Oak Branch, Silver

Spring, Md., and Milton Hammer, as agent for all

the stockholders of Frontiers Capital Corp., New

York, N. Y

6A. Letter dated September 23, 1964, addressed to Mr.

Milton Hammer, 50 Rockefeller Plaza, New York,

and signed by Milton Gordon, president, Frontiers

Capital Corp - - - -

6B. Purchase agreement dated September 23, 1964, between
Milton Hammer and Frontiers Capital Corp., signed
by Milton Hammer and Milton Gordon..

7. Balance sheet of Frontiers Capital Corp. as of March 31,
1964_..

8A. Assignment by Mortgage Funding Corp., and Milton
Kramlich dated July 16, 1964, to sell certain assets_

8B. Collateral note for $300,000 signed by Milton Gordon

and Franklyn Levenson, undated__ -

8C. Agreement dated June 19, 1964, signed by Bunny Leven-
son, Adrienne P. Gordon, William Fanning, and Doris
Fanning, concerning a certain loan agreement..
8D. Confirmed agreement of Milton Gordon and Mortgage
Funding Corp., dated June 4, 1964---

8E. Memorandum of Kutz-Kwik, Inc., signed by Milton R.
Kramlich, dated July 16, 1964, concerning certain
loan commitments..

8F. Amendment to loan agreement, signed by Milton Gordon
and Franklyn Levenson on July 16, 1964_

8G. Letter dated July 16, 1964, addressed to Mr. Robert

Effinger, assistant vice president, Merchandise Na-

tional Bank, Chicago, Ill., from Exchange National

Bank of Chicago..

8H. List of stockholders of Frontiers Capital Corp.

81. Liability ledger sheet of Merchandise National Bank

Chicago, Ill., on Milton R. Kramlich and debit

ticket dated July 17, 1964, in the amount of $277,000.

8J. Bankers Trust Co. of New York, advice of credit to

Frontiers Capital Corp., dated July 16, 1964, in the

amount of $73,500__

8K. Reconciliation copy of Federal Reserve bank telegram
transferring $277,000 from Merchandise National
Bank of Chicago to Bankers Trust Co., New York...
8L. Wire transfer of $8,000 to Harold, Luca, Persky &
Mozer, by order of Frontiers Capital Corp., from
Maryland National Bank, Baltimore, Md., to Bankers
Trust Co., New York...

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8M. Reconciliation copy of Federal Reserve bank telegram
concerning transfer of $349,965 on July 17, 1964, for

use of Milton Hammer.

8N. Ledger sheet of Bankers Trust Co., New York, concern-
ing account of Harold, Luca, Persky & Mozer...
80. Check No. 295, dated November 17, 1964, payable to
Kutz-Kwik Corp., in the amount of $10,004.94,
drawn on Irving Trust Co., New York, account of
Frontiers Capital Corp., and signed by Franklyn
Levenson..

8P. Check dated November 17, 1964, payable to Kutz-Kwik
Corp., in the amount of $49,995.06, drawn on Mer-
chandise National Bank of Chicago, account of Fron-
tiers Capital Corp., and signed by Milton Gordon and
Franklyn Levenson_

8Q. Maryland National Bank documents involving transfer
of $3,500 and $70,000 to Bankers Trust Co., New
York..

8 R. Telegram to Maryland National Bank from Robert

Pesky, dated July 6, 1964, authorizing release of

353,500 shares of Frontiers Capital Corp. stock to

Gordon, $349,965 to Hammer and $8,535 to Persky..

8S. Check dated June 24, 1964, payable to James R. Álex-

ander, agent, in the amount of $70,000 and signed by

S. Morton Zimmerman_

8T. Letters dated May 28, 1964, and June 27, 1964, addressed

to Mr. S. Mort Zimmerman, president, Capital Ex-

change Corp., from Martin D. Von Zamft, vice presi-

dent, Motel Management & Finance Corp., Miami

Beach, Fla., and Franklyn Levenson, concerning loan

of $70,000 and sale of Admiral Motel in Texas..

8U. Promissory notes signed by Milton Gordon, Franklyn

Levenson, and W. S. Fanning to the order of S. Mort

Zimmerman in the amount of $70,000, dated June 29,

1964.

8V. Letter dated June 29, 1964, addressed to Baltimore Na-
tional Bank, Baltimore, Md., Attention: Mr. Phil
Oliver and signed by James R. Alexander, agent, re
escrow agreement..

8W. Letter dated May 6, 1965, addressed to Hon. William
Camp, First Deputy, Comptroller of the Currency,
Washington, D.C., from S. Mort Zimmerman, con-
cerning transactions with Messrs. Levenson, Fanning,
Gordon, and Von Zamft.--

9. Chart, Frontiers Capital Corp., showing self-serving

loans and payments to its officers and agents...

10. Check No. 133, dated August 7, 1964, payable to Jack

Worth in the amount of $1,500, drawn on Metro-

politan Bank of Miami and signed by Abraham Krut-

man, agent for Lunar Enterprises, Inc...

11A. Agreement between Frontiers Capital Corp. and Eco-

nomic Security Corp., dated July 23, 1964, to loan

$100,000 to Economic Security Corp.

11B. Wire transfer of $85,000 from Irving Trust Co., New

York, to Peoples American National Bank for the

account of Jack Worth, agent, dated July 24, 1964...

11C. Check No. 241, dated July 31, 1964, payable to Eco-

nomic Security Corp., in the amount of $22,000 drawn

on Irving Trust Co., New York, account of Frontiers

Capital Corp., and signed by Franklyn Levenson and

Milton Gordon..

11D. Check No. 235, dated July 23, 1964, payable to Eco-
nomic Security Corp., in the amount of $33,000, drawn
on Irving Trust Co., New York, account of Frontiers
Capital Corp. and signed by Franklyn Levenson_____

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11E. Deposit slips on the above described checks in the
amount of $22,000 and $33,000 deposited at Sterling
National Bank & Trust Co., New York, for credit to
the account of Economic Security Corp.

11F. Letter dated July 27, 1964, addressed to Sterling Na-
tional Bank & Trust Co., New York, from Economic
Security Corp., directing wire transfer of $30,000 to
Peoples American National Bank of North Miami,
Fla., for credit to the account of Jack Worth, agent..
11G. Ledger sheet, deposit slips, and checks showing deposit
of $20,000 at the Metropolitan Bank of Miami by
Economic Security Corp. and credited to the account
of Lunar Enterprises, Inc., on August 6, 1964, and
disbursements of $13,500 to William Marmorstein
and $1,500 to Jack Worth, agent, on August 7, 1964.

11H. Cashier's check No. C99801, dated July 27, 1964, pay-

able to Jack Worth, agent, in the amount of $30,000,

issued by Peoples American National Bank, North

Miami, Fla..

111. Cashier's check No. C99778, dated July 24, 1964, pay-

able to Jack Worth, agent, in the amount of $85,000,

issued by Peoples American National Bank, North

Miami, Fla..

11J. Financial statement of Lunar Enterprises, Inc., as of

July 31, 1964. ...

11K. Agreement between E.T.A., Inc., and Frontiers Capital
Corp., dated July 30, 1964, concerning loan of $140,000
to E.T.A., Inc.......

11L. Documentation on transfer of $140,000 on June 30, 1964,
from account of Frontiers Capital Corp., at Irving
Trust Co., New York, to the account of Martin D.
Von Zamft, Esq., at Exchange Bank & Trust Co.,
Dallas, Tex...

11M. Ledger sheet showing deposit of $140,000 to the account
of Martin D. Von Zamft, agent, at Exchange Bank &
Trust Co., Dallas, Tex., and disbursements of $100,000
check on July 31, 1964, to Exchange Estates, Inc.,
$30,000 check on July 31, 1964, to Admiral Motor
Hotel of Texas, Inc., and one for $6,000 on August 6,
1964 to Hollings & Hawkins, trust account, all
signed by Martin D. Von Zamft...

11N. Ledger sheet showing deposit of $30,000 to the account

of Admiral Motor Hotel of Texas, at Exchange Bank

& Trust Co., Dallas, Tex., and disbursements of

$5,000 check on August 6, 1964, to Hollings & Haw-

kins, trust account, $3,000 on July 31, 1964, to Martin

D. Von Zamft, and one for $17,235 on July 31, 1964,

to Central National Bank, all signed by Martin D.

Von Zamft..

110. Unsigned agreement between Frontiers Capital Corp.

and Coin Meter Co., dated August 26, 1964, for the

purchase of 20 percent of issued outstanding shares

of stock by Frontiers Capital Corp., for $105,000----

11P. Documentation on wire transfer by Morgan Guaranty

Trust Co. of New York of $100,000 to First National

Bank of Miami for the account of Frontiers Capital

Corp----

11Q. Ledger sheet showing deposit of $100,000 to the account
of Frontiers Capital Corp. at First National Bank
of Miami on August 28, 1964, and disbursements of
$95,000 check on August 28, 1964, to Martin D. Von
Zamft, agent, $2,500 check on September 14, 1964, to
Martin D. Von Zamft, and one for $2,000 on Septem-
ber 2, 1964, to Martin D. Von Zamft, agent, all
signed by Franklyn Levenson__

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11T. Documentation on deposit of $130,002.50 by Franklyn
Levenson at Metropolitan Bank of Miami, for trans-
fer to the C & S National Bank of South Carolina, for
use of Agent Franklyn Levenson in purchase of
Exchange Bank of Hollywood, S.C...

11U. Letter dated July 17, 1964, addressed to Merchandise
National Bank of Chicago, signed by Milton R.
Kramlich, re Gloriette Corp. and Kutz-Kwik, Inc...
11V. Memorandum to the board of directors, Frontiers
Capital Corp., signed by Milton Gordon, re Con-
struction Facilities Corp-----

11W. Promissory note and guarantee agreement by Construc-
tion Facilities Corp., dated November 27, 1964, to
repay to Frontiers Capital Corp. a loan of $60,000---
11X. Collateral note for $60,000 dated January 30, 1965, from
Construction Facilities Corp. to Frontiers Capital
Corp-----

12. Financial report of Frontiers Capital Corp. to Small

Business Administration, Washington, D.C., for the

6-month period ending September 30, 1964-

13. Letter dated February 16, 1966, addressed to Putnam

Investors, Inc., Washington, D.C., signed by Robert

B. Leisy, Assistant Deputy Administrator for In-

vestments, Small Business Administration, re repay-

ment of indebtedness to the Small Business Adminis-

tration..

14. Excerpt from the proposal to operate as a small business

investment company, dated January 27, 1961, from

Putnam Investors, Inc., concerning management and

control, and status of organization.........

15A. Proposal to operate a small business investment company
by Putnam Investors, Inc., dated December 29, 1961
15B. Letters dated July 25 and October 24, 1962, addressed
to Mr. Stephen Tate, Westport, Conn., from Lawrence
S. Casazza, Director, Office of Investment, Small
Business Administration, approving proposed capitali-
zation and debenture requests by Putnam Investors,
Inc..

16. Putnam Investors, Inc., proposal, amendment of March

29, 1963, item 11: "Management and Control".

17. Letter dated March 30, 1965, addressed to assistant

cashier, District of Columbia National Bank, Wash-

ington, D.C., and signed by Francis J. Finneran, en-

closing his financial statement as of November. 30,

1964...

18A. Letter dated February 28, 1963, addressed to Louis Huck

and Curtis L. Ivey, from Francis J. Finneran, re ex-

change of stock of Putnam Investors, Inc., for debt

cancellation........

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18B. Letter dated February 5, 1963, addressed to Mrs.

Francis J. Finneran, from Stephen Tate, attorney,

Westport, Conn., setting forth the status of stock

transfer records of Putnam Investors, Inc..

18C. Irrevocable stock power executed by Amy T. Finneran

on 1,409 shares of common stock of Putnam Investors,

Inc..

19. Checks Nos. 158 and 159, dated June 9 and June 22,

1963, payable to Coordinated Interiors, in the amounts

of $10,000 and $7,743.38, and signed by Curtis L. Ivey

and Louis Huck, for Putnam Investors, Inc.____

20. Chart showing "bootstrap financing" of Putnam In-

vestors, Inc____

21A. Proposal to operate a small business investment com-

pany, dated December 29, 1960, re Putnam Investors,

Inc

21B. Letter dated September 13, 1961, addressed to Small

Business Administration, Washington, D.C., from the

Connecticut National Bank, stating that Putnam

Investors, Inc., had demand deposit account in the

amount of $72,690 as of September 13, 1961 - - - - -

21C. Letter dated September 12, 1961, addressed to Small

Business Investment Corp., Washington, D.C., from

City Trust Co., Bridgeport, Conn., stating that

Putnam Investors, Inc., had $78,330.69 on deposit as

of that date...

21D. Letter dated August 28, 1961, addressed to City Trust

Co., South Norwalk, Conn., from Louis C. Huck, Jr.,

confirming that Putnam Investors, Inc., would main-

tain a minimum balance of $75,000 in the City Trust

Co...--

21E. Letter dated November 14, 1961, addressed to City

Trust Co., South Norwalk, Conn., from L. C. Huck, Jr.,

confirming that a minimum balance of $80,000 would

be maintained in an account at City Trust Co...

21F. Letter dated November 7, 1961, addressed to Curtis L.

Ivey, Greenwich, Conn., from Ray Sturdevant, City

Trust Co., Bridgeport, Conn., requesting a letter

stating that $80,000 will remain on deposit in the

account of Putnam Investors, Inc., for the duration of

an $80,000 loan____.

22. Putnam Investors, Inc., proposal, excerpt from amend-

ment, dated August 30, 1961, item 9: "Plan of Oper-

ations"

23A. Check No. 116, dated May 7, 1962, payable to Amy T.

Finneran, in the amount of $2,300, drawn on Con-

necticut National Bank, account of Putnam Investors,

Inc., and signed by Curtis L. Ivey..

23B. Check 118, dated May 7, 1962, payable to Curtis L. Ivey,

in the amount of $2,300, drawn on Connecticut

National Bank, account of Putnam Investors, Inc.,

and signed by Curtis L. Ivey-..

23C. Check No. 117, dated May 7, 1962, payable to Louis

Huck, Jr., in the amount of $2,300, drawn on Con-

necticut National Bank, account of Putnam Investors,

Inc., and signed by Curtis L. Ivey....

23D. Check No. 52, dated May 7, 1962, payable to Putnam

Investors, Inc., in the amount of $5,000, drawn on

Fairfield County Trust Co., Loan Department, and

deposited in the City Trust Co., South Norwalk,

Conn..

Introduced
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*May be found in the files of the subcommittee.

Appears
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