4A. Letter dated June 15, 1964, addressed to Mr. Burrell F. Wicker, Chief, Licensing Division, Investment Divi- sion, Small Business Administration, Washington, D.C., and signed by Milton Gordon, Law Offices of Gordon & Myers, Washington, D.C..
4B. Frontiers Capital Corp., amendment of June 10, 1964, item 3, agent for correspondence - - -
4C. Frontiers Capital Corp., amendment of June 10, 1964, item 11, management and control__
4D. Statement of personal history, Milton Gordon, dated
June 10, 1964 _ -
4E. Statement of personal history, Franklyn Levenson, dated
June 10, 1964__
4F. Statement of personal history, Donald Raymond Was-
serman, dated June 10, 1964..
4G. Frontiers Capital Corp., proposal, amendment of June
10, 1964, item 12, previous Government financing---
5. Escrow agreement dated May 21, 1964, between Mary-
land National Bank, White Oak Branch, Silver
Spring, Md., and Milton Hammer, as agent for all
the stockholders of Frontiers Capital Corp., New
York, N. Y
6A. Letter dated September 23, 1964, addressed to Mr.
Milton Hammer, 50 Rockefeller Plaza, New York,
and signed by Milton Gordon, president, Frontiers
Capital Corp - - - -
6B. Purchase agreement dated September 23, 1964, between Milton Hammer and Frontiers Capital Corp., signed by Milton Hammer and Milton Gordon..
7. Balance sheet of Frontiers Capital Corp. as of March 31, 1964_..
8A. Assignment by Mortgage Funding Corp., and Milton Kramlich dated July 16, 1964, to sell certain assets_
8B. Collateral note for $300,000 signed by Milton Gordon
and Franklyn Levenson, undated__ -
8C. Agreement dated June 19, 1964, signed by Bunny Leven- son, Adrienne P. Gordon, William Fanning, and Doris Fanning, concerning a certain loan agreement.. 8D. Confirmed agreement of Milton Gordon and Mortgage Funding Corp., dated June 4, 1964---
8E. Memorandum of Kutz-Kwik, Inc., signed by Milton R. Kramlich, dated July 16, 1964, concerning certain loan commitments..
8F. Amendment to loan agreement, signed by Milton Gordon and Franklyn Levenson on July 16, 1964_
8G. Letter dated July 16, 1964, addressed to Mr. Robert
Effinger, assistant vice president, Merchandise Na-
tional Bank, Chicago, Ill., from Exchange National
Bank of Chicago..
8H. List of stockholders of Frontiers Capital Corp.
81. Liability ledger sheet of Merchandise National Bank
Chicago, Ill., on Milton R. Kramlich and debit
ticket dated July 17, 1964, in the amount of $277,000.
8J. Bankers Trust Co. of New York, advice of credit to
Frontiers Capital Corp., dated July 16, 1964, in the
amount of $73,500__
8K. Reconciliation copy of Federal Reserve bank telegram transferring $277,000 from Merchandise National Bank of Chicago to Bankers Trust Co., New York... 8L. Wire transfer of $8,000 to Harold, Luca, Persky & Mozer, by order of Frontiers Capital Corp., from Maryland National Bank, Baltimore, Md., to Bankers Trust Co., New York...
8M. Reconciliation copy of Federal Reserve bank telegram concerning transfer of $349,965 on July 17, 1964, for
8N. Ledger sheet of Bankers Trust Co., New York, concern- ing account of Harold, Luca, Persky & Mozer... 80. Check No. 295, dated November 17, 1964, payable to Kutz-Kwik Corp., in the amount of $10,004.94, drawn on Irving Trust Co., New York, account of Frontiers Capital Corp., and signed by Franklyn Levenson..
8P. Check dated November 17, 1964, payable to Kutz-Kwik Corp., in the amount of $49,995.06, drawn on Mer- chandise National Bank of Chicago, account of Fron- tiers Capital Corp., and signed by Milton Gordon and Franklyn Levenson_
8Q. Maryland National Bank documents involving transfer of $3,500 and $70,000 to Bankers Trust Co., New York..
8 R. Telegram to Maryland National Bank from Robert
Pesky, dated July 6, 1964, authorizing release of
353,500 shares of Frontiers Capital Corp. stock to
Gordon, $349,965 to Hammer and $8,535 to Persky..
8S. Check dated June 24, 1964, payable to James R. Álex-
ander, agent, in the amount of $70,000 and signed by
S. Morton Zimmerman_
8T. Letters dated May 28, 1964, and June 27, 1964, addressed
to Mr. S. Mort Zimmerman, president, Capital Ex-
change Corp., from Martin D. Von Zamft, vice presi-
dent, Motel Management & Finance Corp., Miami
Beach, Fla., and Franklyn Levenson, concerning loan
of $70,000 and sale of Admiral Motel in Texas..
8U. Promissory notes signed by Milton Gordon, Franklyn
Levenson, and W. S. Fanning to the order of S. Mort
Zimmerman in the amount of $70,000, dated June 29,
1964.
8V. Letter dated June 29, 1964, addressed to Baltimore Na- tional Bank, Baltimore, Md., Attention: Mr. Phil Oliver and signed by James R. Alexander, agent, re escrow agreement..
8W. Letter dated May 6, 1965, addressed to Hon. William Camp, First Deputy, Comptroller of the Currency, Washington, D.C., from S. Mort Zimmerman, con- cerning transactions with Messrs. Levenson, Fanning, Gordon, and Von Zamft.--
9. Chart, Frontiers Capital Corp., showing self-serving
loans and payments to its officers and agents...
10. Check No. 133, dated August 7, 1964, payable to Jack
Worth in the amount of $1,500, drawn on Metro-
politan Bank of Miami and signed by Abraham Krut-
man, agent for Lunar Enterprises, Inc...
11A. Agreement between Frontiers Capital Corp. and Eco-
nomic Security Corp., dated July 23, 1964, to loan
$100,000 to Economic Security Corp.
11B. Wire transfer of $85,000 from Irving Trust Co., New
York, to Peoples American National Bank for the
account of Jack Worth, agent, dated July 24, 1964...
11C. Check No. 241, dated July 31, 1964, payable to Eco-
nomic Security Corp., in the amount of $22,000 drawn
on Irving Trust Co., New York, account of Frontiers
Capital Corp., and signed by Franklyn Levenson and
Milton Gordon..
11D. Check No. 235, dated July 23, 1964, payable to Eco- nomic Security Corp., in the amount of $33,000, drawn on Irving Trust Co., New York, account of Frontiers Capital Corp. and signed by Franklyn Levenson_____
11E. Deposit slips on the above described checks in the amount of $22,000 and $33,000 deposited at Sterling National Bank & Trust Co., New York, for credit to the account of Economic Security Corp.
11F. Letter dated July 27, 1964, addressed to Sterling Na- tional Bank & Trust Co., New York, from Economic Security Corp., directing wire transfer of $30,000 to Peoples American National Bank of North Miami, Fla., for credit to the account of Jack Worth, agent.. 11G. Ledger sheet, deposit slips, and checks showing deposit of $20,000 at the Metropolitan Bank of Miami by Economic Security Corp. and credited to the account of Lunar Enterprises, Inc., on August 6, 1964, and disbursements of $13,500 to William Marmorstein and $1,500 to Jack Worth, agent, on August 7, 1964.
11H. Cashier's check No. C99801, dated July 27, 1964, pay-
able to Jack Worth, agent, in the amount of $30,000,
issued by Peoples American National Bank, North
Miami, Fla..
111. Cashier's check No. C99778, dated July 24, 1964, pay-
able to Jack Worth, agent, in the amount of $85,000,
issued by Peoples American National Bank, North
Miami, Fla..
11J. Financial statement of Lunar Enterprises, Inc., as of
July 31, 1964. ...
11K. Agreement between E.T.A., Inc., and Frontiers Capital Corp., dated July 30, 1964, concerning loan of $140,000 to E.T.A., Inc.......
11L. Documentation on transfer of $140,000 on June 30, 1964, from account of Frontiers Capital Corp., at Irving Trust Co., New York, to the account of Martin D. Von Zamft, Esq., at Exchange Bank & Trust Co., Dallas, Tex...
11M. Ledger sheet showing deposit of $140,000 to the account of Martin D. Von Zamft, agent, at Exchange Bank & Trust Co., Dallas, Tex., and disbursements of $100,000 check on July 31, 1964, to Exchange Estates, Inc., $30,000 check on July 31, 1964, to Admiral Motor Hotel of Texas, Inc., and one for $6,000 on August 6, 1964 to Hollings & Hawkins, trust account, all signed by Martin D. Von Zamft...
11N. Ledger sheet showing deposit of $30,000 to the account
of Admiral Motor Hotel of Texas, at Exchange Bank
& Trust Co., Dallas, Tex., and disbursements of
$5,000 check on August 6, 1964, to Hollings & Haw-
kins, trust account, $3,000 on July 31, 1964, to Martin
D. Von Zamft, and one for $17,235 on July 31, 1964,
to Central National Bank, all signed by Martin D.
Von Zamft..
110. Unsigned agreement between Frontiers Capital Corp.
and Coin Meter Co., dated August 26, 1964, for the
purchase of 20 percent of issued outstanding shares
of stock by Frontiers Capital Corp., for $105,000----
11P. Documentation on wire transfer by Morgan Guaranty
Trust Co. of New York of $100,000 to First National
Bank of Miami for the account of Frontiers Capital
Corp----
11Q. Ledger sheet showing deposit of $100,000 to the account of Frontiers Capital Corp. at First National Bank of Miami on August 28, 1964, and disbursements of $95,000 check on August 28, 1964, to Martin D. Von Zamft, agent, $2,500 check on September 14, 1964, to Martin D. Von Zamft, and one for $2,000 on Septem- ber 2, 1964, to Martin D. Von Zamft, agent, all signed by Franklyn Levenson__
11R. Documentation on wire transfer by Irving Trust Co., New York, of $10,000 on September 25, 1964 to Capital National Bank of Miami, for account of Martin D. Von Zamft and payment in cash of the $10,000 to Martin D. Von Zamft on September 28,
1964_.
118. Agreement by Franklyn and Ruth Levenson and Martin
D. and Bessie Von Zamft to guarantee repayment of
$325,000 loan to Larso Development Co., by Central
National Bank of Jacksonville, Fla., and check dated
July 31, 1964, drawn on the account of Admiral
Motor Hotel of Texas in the amount of $17,235.26 to
the order of Central National Bank of Jacksonville
as payment on the subject loan_.
11T. Documentation on deposit of $130,002.50 by Franklyn Levenson at Metropolitan Bank of Miami, for trans- fer to the C & S National Bank of South Carolina, for use of Agent Franklyn Levenson in purchase of Exchange Bank of Hollywood, S.C...
11U. Letter dated July 17, 1964, addressed to Merchandise National Bank of Chicago, signed by Milton R. Kramlich, re Gloriette Corp. and Kutz-Kwik, Inc... 11V. Memorandum to the board of directors, Frontiers Capital Corp., signed by Milton Gordon, re Con- struction Facilities Corp-----
11W. Promissory note and guarantee agreement by Construc- tion Facilities Corp., dated November 27, 1964, to repay to Frontiers Capital Corp. a loan of $60,000--- 11X. Collateral note for $60,000 dated January 30, 1965, from Construction Facilities Corp. to Frontiers Capital Corp-----
12. Financial report of Frontiers Capital Corp. to Small
Business Administration, Washington, D.C., for the
6-month period ending September 30, 1964-
13. Letter dated February 16, 1966, addressed to Putnam
Investors, Inc., Washington, D.C., signed by Robert
B. Leisy, Assistant Deputy Administrator for In-
vestments, Small Business Administration, re repay-
ment of indebtedness to the Small Business Adminis-
tration..
14. Excerpt from the proposal to operate as a small business
investment company, dated January 27, 1961, from
Putnam Investors, Inc., concerning management and
control, and status of organization.........
15A. Proposal to operate a small business investment company by Putnam Investors, Inc., dated December 29, 1961 15B. Letters dated July 25 and October 24, 1962, addressed to Mr. Stephen Tate, Westport, Conn., from Lawrence S. Casazza, Director, Office of Investment, Small Business Administration, approving proposed capitali- zation and debenture requests by Putnam Investors, Inc..
16. Putnam Investors, Inc., proposal, amendment of March
29, 1963, item 11: "Management and Control".
17. Letter dated March 30, 1965, addressed to assistant
cashier, District of Columbia National Bank, Wash-
ington, D.C., and signed by Francis J. Finneran, en-
closing his financial statement as of November. 30,
1964...
18A. Letter dated February 28, 1963, addressed to Louis Huck
and Curtis L. Ivey, from Francis J. Finneran, re ex-
change of stock of Putnam Investors, Inc., for debt
cancellation........
18B. Letter dated February 5, 1963, addressed to Mrs.
Francis J. Finneran, from Stephen Tate, attorney,
Westport, Conn., setting forth the status of stock
transfer records of Putnam Investors, Inc..
18C. Irrevocable stock power executed by Amy T. Finneran
on 1,409 shares of common stock of Putnam Investors,
Inc..
19. Checks Nos. 158 and 159, dated June 9 and June 22,
1963, payable to Coordinated Interiors, in the amounts
of $10,000 and $7,743.38, and signed by Curtis L. Ivey
and Louis Huck, for Putnam Investors, Inc.____
20. Chart showing "bootstrap financing" of Putnam In-
vestors, Inc____
21A. Proposal to operate a small business investment com-
pany, dated December 29, 1960, re Putnam Investors,
Inc
21B. Letter dated September 13, 1961, addressed to Small
Business Administration, Washington, D.C., from the
Connecticut National Bank, stating that Putnam
Investors, Inc., had demand deposit account in the
amount of $72,690 as of September 13, 1961 - - - - -
21C. Letter dated September 12, 1961, addressed to Small
Business Investment Corp., Washington, D.C., from
City Trust Co., Bridgeport, Conn., stating that
Putnam Investors, Inc., had $78,330.69 on deposit as
of that date...
21D. Letter dated August 28, 1961, addressed to City Trust
Co., South Norwalk, Conn., from Louis C. Huck, Jr.,
confirming that Putnam Investors, Inc., would main-
tain a minimum balance of $75,000 in the City Trust
Co...--
21E. Letter dated November 14, 1961, addressed to City
Trust Co., South Norwalk, Conn., from L. C. Huck, Jr.,
confirming that a minimum balance of $80,000 would
be maintained in an account at City Trust Co...
21F. Letter dated November 7, 1961, addressed to Curtis L.
Ivey, Greenwich, Conn., from Ray Sturdevant, City
Trust Co., Bridgeport, Conn., requesting a letter
stating that $80,000 will remain on deposit in the
account of Putnam Investors, Inc., for the duration of
an $80,000 loan____.
22. Putnam Investors, Inc., proposal, excerpt from amend-
ment, dated August 30, 1961, item 9: "Plan of Oper-
ations"
23A. Check No. 116, dated May 7, 1962, payable to Amy T.
Finneran, in the amount of $2,300, drawn on Con-
necticut National Bank, account of Putnam Investors,
Inc., and signed by Curtis L. Ivey..
23B. Check 118, dated May 7, 1962, payable to Curtis L. Ivey,
in the amount of $2,300, drawn on Connecticut
National Bank, account of Putnam Investors, Inc.,
and signed by Curtis L. Ivey-..
23C. Check No. 117, dated May 7, 1962, payable to Louis
Huck, Jr., in the amount of $2,300, drawn on Con-
necticut National Bank, account of Putnam Investors,
Inc., and signed by Curtis L. Ivey....
23D. Check No. 52, dated May 7, 1962, payable to Putnam
Investors, Inc., in the amount of $5,000, drawn on
Fairfield County Trust Co., Loan Department, and
deposited in the City Trust Co., South Norwalk,
Conn..
*May be found in the files of the subcommittee.
« 이전계속 » |