 | United States. Securities and Exchange Commission - 1945 - 1290 페이지
...not difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 페이지
...going to have any time to d to regulating the daily life of this business. They have to administer the Securities Act of 1933, the Securities and Exchange Act of 1934, the Public Utility Holding Company Act, the Chandler bankruptcy bill, the Barkley Trust Indenture Act,... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 502 페이지
...Relations Act of 1935, the Fair Labor Standards Act of 1938, the Agricultural Adjustment Act of 1938, the Securities Act of 1933, the Securities and Exchange Act of 1934, the Public Utility Act of 1935, and the National Bituminous Coal Act of 1937. All other Acts, or sections... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 474 페이지
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 'Temporary... | |
 | United States. Congress - 1941 - 874 페이지
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full... | |
 | United States. Congress. House. Appropriations - 1941 - 1532 페이지
...amended, the Securities Exchange Act of 1934, as amended, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940, the Commission is required to make available to the public the information contained in any application,... | |
 | United States. Congress. House. Appropriations - 1941 - 1222 페이지
...ADVISERS ACT OF 1940 The fifth project is in connection with the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Our justifications for this project start at the bottom of page 37. Our administration of these acts... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 페이지
...Securities Exchange Act of 1934," dated August 7, 1941. referred to hereinafter as the SEC Report. a The Investment Company Act of 1940 and the Investment Advisers Act of 1940, both enacted since the date of the last report of the Special Committee, have not been dealt wi(h because... | |
 | United States. Congress. House. Committee on Appropriations - 1942 - 1606 페이지
...460 Base for 1942 5, 298, 540 Increase requested in 1942 for the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 (add) 81, 460 381 The increase of $81,460 requested in 1942 for the administration and enforcement... | |
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Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... 
