Investment Company Determination Under the 1940 Act: Exemptions and ExceptionsAmerican Bar Association, 2003 - 941페이지 |
도서 본문에서
67개의 결과 중 1 - 5개
iv 페이지
... Qualified Purchaser Funds - Section 3 ( c ) ( 7 ) 439 Chapter 18 Oil and Gas Funds - Section 3 ( c ) ( 9 ) 505 Chapter 19 Charitable , Religious , and Similar Organizations - Section 3 ( c ) ( 10 ) ........ 515 Chapter 20 Qualified ...
... Qualified Purchaser Funds - Section 3 ( c ) ( 7 ) 439 Chapter 18 Oil and Gas Funds - Section 3 ( c ) ( 9 ) 505 Chapter 19 Charitable , Religious , and Similar Organizations - Section 3 ( c ) ( 10 ) ........ 515 Chapter 20 Qualified ...
xiii 페이지
... Qualified Purchaser Funds - Section 3 ( c ) ( 7 ) ..... $ 17.1 Introduction ...... § 17.2 Qualified Purchasers ............ ............. 439 441 443 1 . Definition of Qualified Purchaser - Section 2 ( a ) ( 51 ) 444 2 . Definition of ...
... Qualified Purchaser Funds - Section 3 ( c ) ( 7 ) ..... $ 17.1 Introduction ...... § 17.2 Qualified Purchasers ............ ............. 439 441 443 1 . Definition of Qualified Purchaser - Section 2 ( a ) ( 51 ) 444 2 . Definition of ...
xiv 페이지
... Qualified Purchaser Funds ....... 499 § 17.6 $ 17.7 Integration of Section 3 ( c ) ( 1 ) and 3 ( c ) ( 7 ) Funds ............ Foreign Qualified Purchaser Funds 499 502 § 17.8 Payment of Performance Fees by Qualified Purchaser Funds ...
... Qualified Purchaser Funds ....... 499 § 17.6 $ 17.7 Integration of Section 3 ( c ) ( 1 ) and 3 ( c ) ( 7 ) Funds ............ Foreign Qualified Purchaser Funds 499 502 § 17.8 Payment of Performance Fees by Qualified Purchaser Funds ...
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목차
V | 3 |
VI | 27 |
VII | 63 |
VIII | 77 |
IX | 95 |
X | 151 |
XII | 153 |
XIII | 187 |
LI | 595 |
LIV | 615 |
LV | 631 |
LVIII | 637 |
LXI | 665 |
LXII | 683 |
LXV | 693 |
LXVIII | 707 |
자주 나오는 단어 및 구문
1940 Act Release annuity contract Application assets beneficial owners certificates of deposit Commission commodity pool common trust fund company under Section company's Corp deemed definition of investment employee benefit Employee Benefit Plans entity face-amount certificate face-amount certificate company finance subsidiary foreign banks government securities income insurance company interests investment adviser investment securities issuer July 18 Letter Aug Letter Dec Letter Mar limited partnership loans majority-owned subsidiaries Mortgage mutual fund No-Action Letter Apr No-Action Letter Feb No-Action Letter July No-Action Letter Nov No-Action Letter Oct No-Action Letter Sept offshore fund parent company participants percent permitting person primarily engaged private investment company Proposing Release provides purposes of Section pursuant qualified purchaser real estate registered investment company rely upon Section repurchase agreements SEC No-Action Letter securities issued separate account Staff has taken supra note taken the position tion Transfer Binder voting securities